Unclaimed Profile

John Richard Neighbours

NOVA FINANCIAL LLC·TUCSON, Arizona

SIE, Series 4, Series 7, Series 24, Series 52TO, Series 53, Series 63, Series 65Clean record12 years registeredNOVA FINANCIAL LLC

1630 E RIVER RD, TUCSON, AZ 85718CRD# 4651442Firm CRD# 150148

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Richard Neighbours · TUCSON, AZ

Registration

CRD #4651442 · NOVA FINANCIAL LLC · 12 years registered

Brand Profile

Not yet started

Career History

OSAIC WEALTH, INC.

Jun 2017 – present

FSC SECURITIES CORPORATION

Jun 2017 – Nov 2023

ATLANTA, GA

SAGEPOINT FINANCIAL, INC.

Jun 2017 – Sep 2023

PHOENIX, AZ

WOODBURY FINANCIAL SERVICES, INC.

Jun 2017 – Jan 2024

OAKDALE, MN

NOVA FINANCIAL & INSURANCE SERVICES

Jul 2015 – Mar 2016

TUCSON, AZ

SAGEPOINT FINANCIAL, INC.

Jan 2015 – Jul 2015

PHOENIX, AZ

LPL FINANCIAL LLC

Aug 2014 – Nov 2014

TUCSON, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 52TO

Series 53

Series 63

Series 65

Registration record

First registered · August 5, 2014

Years registered · 12

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NOVA FINANCIAL LLC

CRD 150148 · SEC 801-79612

AUM

$342M

Regulatory assets under management

Employees

1,334 client accounts

Services offered by NOVA FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVA FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does John Richard Neighbours offer?

John Richard Neighbours specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TUCSON, Arizona for a consultation.

What are John Richard Neighbours's credentials?

John Richard Neighbours is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Richard Neighbours located?

John Richard Neighbours is based in TUCSON, Arizona, working with NOVA FINANCIAL LLC. Their office serves clients in the TUCSON metropolitan area and surrounding communities.

How does John Richard Neighbours charge for services?

John Richard Neighbours's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVA FINANCIAL LLC?

NOVA FINANCIAL LLC has approximately 7 employees and manages $342M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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