Unclaimed Profile

Jacob Ray Kagele

NOVA FINANCIAL LLC·TUCSON, Arizona

SIE, Series 7, Series 24, Series 31, Series 6623 years registeredNOVA FINANCIAL LLC

1630 E RIVER RD, TUCSON, AZ 85718CRD# 4606475Firm CRD# 150148

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Jacob Ray Kagele · TUCSON, AZ

Registration

CRD #4606475 · NOVA FINANCIAL LLC · 23 years registered

Brand Profile

Not yet started

Career History

NOVA FINANCIAL SERVICES

May 2009 – present

MUTUAL ADVISORS, LLC

Jul 2013 – May 2017

Tucson, AZ

MUTUAL SECURITIES, INC.

May 2009 – Jul 2013

TUCSON, AZ

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Sep 2005 – May 2009

ORO VALLEY, AZ

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Feb 2003 – Aug 2005

TUCSON, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 66

Registration record

First registered · February 18, 2003

Years registered · 23

Disclosure History

2023Customer Dispute·Settled

2018Customer Dispute·Award / Judgment

2017Customer Dispute·Settled

2016Customer Dispute·Settled

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NOVA FINANCIAL LLC

CRD 150148 · SEC 801-79612

AUM

$342M

Regulatory assets under management

Employees

1,334 client accounts

Services offered by NOVA FINANCIAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at NOVA FINANCIAL LLC →

Introduction

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Frequently Asked Questions

What services does Jacob Ray Kagele offer?

Jacob Ray Kagele specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in TUCSON, Arizona for a consultation.

What are Jacob Ray Kagele's credentials?

Jacob Ray Kagele is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Jacob Ray Kagele located?

Jacob Ray Kagele is based in TUCSON, Arizona, working with NOVA FINANCIAL LLC. Their office serves clients in the TUCSON metropolitan area and surrounding communities.

How does Jacob Ray Kagele charge for services?

Jacob Ray Kagele's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NOVA FINANCIAL LLC?

NOVA FINANCIAL LLC has approximately 7 employees and manages $342M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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