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William Thomas Hepburn

HEPBURN CAPITAL MANAGEMENT, LLC·PRESCOTT, Arizona
Series 7, Series 22, Series 24, Series 51, Series 63, Series 65Clean record22 years registeredHEPBURN CAPITAL MANAGEMENT, LLC
2069 WILLOW CREEK ROAD, PRESCOTT, AZ 86301CRD# 1444970Firm CRD# 120572

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
William Thomas Hepburn · PRESCOTT, AZ
Registration
CRD #1444970 · HEPBURN CAPITAL MANAGEMENT, LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

SHADOWRIDGE ASSET MANAGEMENT, LLC
Oct 2020 – present
THRIFTY MONEY MANAGEMENT, INC.
Mar 2007 – Jul 2008
PRESCOTT, AZ
HEPBURN CAPITAL MANAGEMENT, LLC
Sep 2003 – Mar 2021
PRESCOTT, AZ
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 22
Series 24
Series 51
Series 63
Series 65
Registration record
First registered · September 9, 2003
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
HEPBURN CAPITAL MANAGEMENT, LLC
CRD 120572 · SEC 801-69734
AUM
$23M
Regulatory assets under management
Employees
1
89 client accounts
Services offered by HEPBURN CAPITAL MANAGEMENT, LLC
Per Form ADV
Portfolio management (individuals)
Client types served by the firm
Per Form ADV
Individuals
View all advisors at HEPBURN CAPITAL MANAGEMENT, LLC →
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05

Frequently Asked Questions

What services does William Thomas Hepburn offer?
William Thomas Hepburn specializes in Investment Management. Contact their office in PRESCOTT, Arizona for a consultation.
What are William Thomas Hepburn's credentials?
William Thomas Hepburn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is William Thomas Hepburn located?
William Thomas Hepburn is based in PRESCOTT, Arizona, working with HEPBURN CAPITAL MANAGEMENT, LLC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.
How does William Thomas Hepburn charge for services?
William Thomas Hepburn's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is HEPBURN CAPITAL MANAGEMENT, LLC?
HEPBURN CAPITAL MANAGEMENT, LLC has approximately 1 employees and manages $23M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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