AdvisorOS Directory
Claim Profile
MK

Michael John Klein

LANE BROTHERS & CO INC·PRESCOTT, Arizona
Unclaimed Profile
1560 PLAZA WEST DRIVE, PRESCOTT, AZ 86303CRD# 4730794Firm CRD# 105968
01

About

Michael John Klein is a registered financial advisor based in PRESCOTT, Arizona, affiliated with LANE BROTHERS & CO INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
LANE BROTHERS & CO INC
LANE BROTHERS INVESTMENT COUNSEL
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at LANE BROTHERS & CO INC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 4730794
Firm CRD# 105968
No disclosures on file
View on FINRA BrokerCheck →

Looking for a financial advisor in PRESCOTT?

Browse all registered financial advisors in PRESCOTT, Arizona or claim this profile if it's yours.

Browse PRESCOTT AdvisorsAre you this advisor? Claim profile

Looking to grow your practice?

Coastal Wealth affiliated advisors get enhanced profiles, priority placement, and access to a national client network.

Learn More About Coastal Wealth
05

Frequently Asked Questions

What services does Michael John Klein offer?
Michael John Klein specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRESCOTT, Arizona for a consultation.
What are Michael John Klein's credentials?
Michael John Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Michael John Klein located?
Michael John Klein is based in PRESCOTT, Arizona, working with LANE BROTHERS & CO INC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.
How does Michael John Klein charge for services?
Michael John Klein's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LANE BROTHERS & CO INC?
LANE BROTHERS & CO INC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →
Other advisors in PRESCOTT
Michael David Strasser — MDS INVESTMENTS, INC.Patricia Lane Briones — LANE BROTHERS & CO INCThomas Lane — LANE BROTHERS & CO INCKevin Patrick Lane — LANE BROTHERS & CO INCJanie Catherine Strasser — MDS INVESTMENTS, INC.
Nearby cities in Arizona
SCOTTSDALE (467)PHOENIX (224)TUCSON (124)MESA (41)CHANDLER (24)
City Guides
SCOTTSDALE GuidePHOENIX GuideTUCSON GuideMESA GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
Browse by specialty
Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Request removal of this profile