Unclaimed Profile

Michael John Klein

LANE BROTHERS & CO INC·PRESCOTT, Arizona

Series 65Clean record22 years registeredLANE BROTHERS & CO INC

1560 PLAZA WEST DRIVE, PRESCOTT, AZ 86303CRD# 4730794Firm CRD# 105968

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Klein · PRESCOTT, AZ

Registration

CRD #4730794 · LANE BROTHERS & CO INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: LANE BROTHERS & CO INC

CWM, LLC

Jan 2021 – Jan 2023

Scottsdale, AZ

LANE BROTHERS & CO INC

Nov 2003 – Dec 2020

PRESCOTT, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · November 25, 2003

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

LANE BROTHERS & CO INC

CRD 105968 · SEC 801-130414

AUM

$162M

Regulatory assets under management

Employees

787 client accounts

Services offered by LANE BROTHERS & CO INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LANE BROTHERS & CO INC →

Introduction

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Frequently Asked Questions

What services does Michael John Klein offer?

Michael John Klein specializes in Financial Planning, Investment Management, Retirement Planning.

What are Michael John Klein's credentials?

Michael John Klein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Klein located?

Michael John Klein is based in PRESCOTT, Arizona, last registered with LANE BROTHERS & CO INC.

How does Michael John Klein charge for services?

Michael John Klein's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LANE BROTHERS & CO INC?

LANE BROTHERS & CO INC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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