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Joseph Michael Allen

LANE BROTHERS & CO INC·PRESCOTT, Arizona
Unclaimed Profile
1560 PLAZA WEST DRIVE, PRESCOTT, AZ 86303CRD# 7052252Firm CRD# 105968
01

About

Joseph Michael Allen is a registered financial advisor based in PRESCOTT, Arizona, affiliated with LANE BROTHERS & CO INC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Retirement Planning
Client Types
Individuals
Pension & Retirement Plans
High Net Worth Individuals
03

Firm Overview

Firm
LANE BROTHERS & CO INC
LANE BROTHERS INVESTMENT COUNSEL
AUM
$162M
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at LANE BROTHERS & CO INC →
Services
Financial planning
Portfolio management (individuals)
Pension consulting
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Subscription fees
Performance-based fees
Regulatory
SEC/IARD CRD# 7052252
Firm CRD# 105968
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Joseph Michael Allen offer?
Joseph Michael Allen specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRESCOTT, Arizona for a consultation.
What are Joseph Michael Allen's credentials?
Joseph Michael Allen is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Joseph Michael Allen located?
Joseph Michael Allen is based in PRESCOTT, Arizona, working with LANE BROTHERS & CO INC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.
How does Joseph Michael Allen charge for services?
Joseph Michael Allen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is LANE BROTHERS & CO INC?
LANE BROTHERS & CO INC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in PRESCOTT
Michael David Strasser — MDS INVESTMENTS, INC.Patricia Lane Briones — LANE BROTHERS & CO INCThomas Lane — LANE BROTHERS & CO INCKevin Patrick Lane — LANE BROTHERS & CO INCJanie Catherine Strasser — MDS INVESTMENTS, INC.
Nearby cities in Arizona
SCOTTSDALE (467)PHOENIX (224)TUCSON (124)MESA (41)CHANDLER (24)
City Guides
SCOTTSDALE GuidePHOENIX GuideTUCSON GuideMESA GuideCHANDLER Guide
Research
Advisor Fees in ArizonaNational Fee Analysis
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