Unclaimed Profile

Joseph Michael Allen

LANE BROTHERS & CO INC·PRESCOTT, Arizona

SIE, Series 7TO, Series 66CFP7 years registeredLANE BROTHERS & CO INC

1560 PLAZA WEST DRIVE, PRESCOTT, AZ 86303CRD# 7052252Firm CRD# 105968

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Michael Allen · PRESCOTT, AZ

Registration

CRD #7052252 · LANE BROTHERS & CO INC · 7 years registered

Brand Profile

Not yet started

Career History

LANE BROTHERS INVESTMENT COUNSEL

Feb 2024 – present

CETERA ADVISOR NETWORKS LLC

Mar 2022 – Dec 2022

PRESCOTT, AZ

CWM, LLC

Mar 2022 – Apr 2024

Prescott, AZ

EDWARD JONES

Mar 2019 – Mar 2022

PRESCOTT VALLEY, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7TO

Series 66

Registration record

First registered · March 1, 2019

Years registered · 7

Professional designation · CFP

Disclosure History

2023Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

LANE BROTHERS & CO INC

CRD 105968 · SEC 801-130414

AUM

$162M

Regulatory assets under management

Employees

787 client accounts

Services offered by LANE BROTHERS & CO INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at LANE BROTHERS & CO INC →

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PRESCOTT?

Browse all registered financial advisors in PRESCOTT, Arizona or claim this profile if it's yours.

Browse PRESCOTT Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joseph Michael Allen offer?

Joseph Michael Allen specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in PRESCOTT, Arizona for a consultation.

What are Joseph Michael Allen's credentials?

Joseph Michael Allen holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Joseph Michael Allen located?

Joseph Michael Allen is based in PRESCOTT, Arizona, working with LANE BROTHERS & CO INC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.

How does Joseph Michael Allen charge for services?

Joseph Michael Allen's firm is compensated through percentage of aum, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is LANE BROTHERS & CO INC?

LANE BROTHERS & CO INC has approximately 4 employees and manages $162M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →