Unclaimed Profile

Paul Swenson

SWENSON HUGHES WEALTH MANAGEMENT, LLC·PRESCOTT, Arizona

SIE, Series 6, Series 7, Series 63, Series 65Clean record11 years registeredSWENSON HUGHES WEALTH MANAGEMENT, LLC

3623 CROSSINGS DRIVE, PRESCOTT, AZ 86305CRD# 5319408Firm CRD# 329397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Paul Swenson · PRESCOTT, AZ

Registration

CRD #5319408 · SWENSON HUGHES WEALTH MANAGEMENT, LLC · 11 years registered

Brand Profile

Not yet started

Career History

DYNAMIC

Sep 2023 – present

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Feb 2015 – Oct 2023

SCOTTSDALE, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · February 10, 2015

Years registered · 11

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWENSON HUGHES WEALTH MANAGEMENT, LLC

CRD 329397 · SEC 801-129516

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by SWENSON HUGHES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SWENSON HUGHES WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does Paul Swenson offer?

Paul Swenson specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in PRESCOTT, Arizona for a consultation.

What are Paul Swenson's credentials?

Paul Swenson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Paul Swenson located?

Paul Swenson is based in PRESCOTT, Arizona, working with SWENSON HUGHES WEALTH MANAGEMENT, LLC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.

How does Paul Swenson charge for services?

Paul Swenson's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWENSON HUGHES WEALTH MANAGEMENT, LLC?

SWENSON HUGHES WEALTH MANAGEMENT, LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.

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