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David Anthony Hughes

SWENSON HUGHES WEALTH MANAGEMENT, LLC·PRESCOTT, Arizona
Clean recordSWENSON HUGHES WEALTH MANAGEMENT, LLC
3623 CROSSINGS DRIVE, PRESCOTT, AZ 86305CRD# 5356456Firm CRD# 329397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
David Anthony Hughes · PRESCOTT, AZ
Registration
CRD #5356456 · SWENSON HUGHES WEALTH MANAGEMENT, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

David Anthony Hughes is a registered financial advisor based in PRESCOTT, Arizona, affiliated with SWENSON HUGHES WEALTH MANAGEMENT, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Fee-Only Advisory
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
SWENSON HUGHES WEALTH MANAGEMENT, LLC
SWENSON HUGHES WEALTH MANAGEMENT
AUM
—
Regulatory assets under management
Employees
4
Total firm employees
View all advisors at SWENSON HUGHES WEALTH MANAGEMENT, LLC →
Services
Financial planning
Portfolio management (individuals)
04

Background

Compensation
Percentage of AUM
Regulatory
SEC/IARD CRD# 5356456
Firm CRD# 329397
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does David Anthony Hughes offer?
David Anthony Hughes specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in PRESCOTT, Arizona for a consultation.
What are David Anthony Hughes's credentials?
David Anthony Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is David Anthony Hughes located?
David Anthony Hughes is based in PRESCOTT, Arizona, working with SWENSON HUGHES WEALTH MANAGEMENT, LLC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.
How does David Anthony Hughes charge for services?
David Anthony Hughes's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SWENSON HUGHES WEALTH MANAGEMENT, LLC?
SWENSON HUGHES WEALTH MANAGEMENT, LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.
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Paul Swenson
PRESCOTT, AZ

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Nearby cities in Arizona
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Research
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