Unclaimed Profile

David Anthony Hughes

SWENSON HUGHES WEALTH MANAGEMENT, LLC·PRESCOTT, Arizona

Series 65Clean record19 years registeredSWENSON HUGHES WEALTH MANAGEMENT, LLC

3623 CROSSINGS DRIVE, PRESCOTT, AZ 86305CRD# 5356456Firm CRD# 329397

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Anthony Hughes · PRESCOTT, AZ

Registration

CRD #5356456 · SWENSON HUGHES WEALTH MANAGEMENT, LLC · 19 years registered

Brand Profile

Not yet started

Career History

DYNAMIC

Oct 2023 – present

GOLDMAN SACHS PERSONAL FINANCIAL MANAGEMENT

Apr 2017 – Oct 2023

SCOTTSDALE, AZ

CROSS BORDER TAX & ACCOUNTING, LLC

Nov 2007 – May 2008

PHOENIX, AZ

KEATS CONNELLY & ASSOCIATES INC.

Jul 2007 – May 2008

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · July 31, 2007

Years registered · 19

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SWENSON HUGHES WEALTH MANAGEMENT, LLC

CRD 329397 · SEC 801-129516

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by SWENSON HUGHES WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SWENSON HUGHES WEALTH MANAGEMENT, LLC →

Introduction

Speak with David

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if David is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PRESCOTT?

Browse all registered financial advisors in PRESCOTT, Arizona or claim this profile if it's yours.

Browse PRESCOTT Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does David Anthony Hughes offer?

David Anthony Hughes specializes in Financial Planning, Investment Management, Fee-Only Advisory. Contact their office in PRESCOTT, Arizona for a consultation.

What are David Anthony Hughes's credentials?

David Anthony Hughes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Anthony Hughes located?

David Anthony Hughes is based in PRESCOTT, Arizona, working with SWENSON HUGHES WEALTH MANAGEMENT, LLC. Their office serves clients in the PRESCOTT metropolitan area and surrounding communities.

How does David Anthony Hughes charge for services?

David Anthony Hughes's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SWENSON HUGHES WEALTH MANAGEMENT, LLC?

SWENSON HUGHES WEALTH MANAGEMENT, LLC has approximately 4 employees. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →