Unclaimed Profile

Stephen Paul Barnes

BARNES INVESTMENT ADVISORY INC·PHOENIX, Arizona

Series 6, Series 22, Series 63, Series 65Clean record27 years registeredBARNES INVESTMENT ADVISORY INC

7250 NORTH 16TH STREET, PHOENIX, AZ 85020-5264CRD# 1107007Firm CRD# 108145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Stephen Paul Barnes · PHOENIX, AZ

Registration

CRD #1107007 · BARNES INVESTMENT ADVISORY INC · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BARNES INVESTMENT ADVISORY INC

BARNES INVESTMENT ADVISORY INC

Jan 1999 – Dec 2017

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Series 65

Registration record

First registered · January 1, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BARNES INVESTMENT ADVISORY INC

CRD 108145 · SEC 801-55835

AUM

$139M

Regulatory assets under management

Employees

173 client accounts

Services offered by BARNES INVESTMENT ADVISORY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BARNES INVESTMENT ADVISORY INC →

Introduction

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Frequently Asked Questions

What services does Stephen Paul Barnes offer?

Stephen Paul Barnes specializes in Financial Planning, Investment Management.

What are Stephen Paul Barnes's credentials?

Stephen Paul Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Stephen Paul Barnes located?

Stephen Paul Barnes is based in PHOENIX, Arizona, last registered with BARNES INVESTMENT ADVISORY INC.

How does Stephen Paul Barnes charge for services?

Stephen Paul Barnes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARNES INVESTMENT ADVISORY INC?

BARNES INVESTMENT ADVISORY INC has approximately 6 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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