Unclaimed Profile

Kathie Jo Beck Barnes

BARNES INVESTMENT ADVISORY INC·PHOENIX, Arizona

Series 6, Series 22, Series 63, Series 65Clean record30 years registeredBARNES INVESTMENT ADVISORY INC

7250 NORTH 16TH STREET, PHOENIX, AZ 85020-5264CRD# 1201212Firm CRD# 108145

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kathie Jo Beck Barnes · PHOENIX, AZ

Registration

CRD #1201212 · BARNES INVESTMENT ADVISORY INC · 30 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: BARNES INVESTMENT ADVISORY INC

VERSANT CAPITAL MANAGEMENT, INC.

Mar 2018 – Nov 2020

PHOENIX, AZ

BARNES INVESTMENT ADVISORY INC

Feb 1996 – Dec 2017

PHOENIX, AZ

Registrations & Exams

FINRA examinations passed

Series 6

Series 22

Series 63

Series 65

Registration record

First registered · February 13, 1996

Years registered · 30

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

BARNES INVESTMENT ADVISORY INC

CRD 108145 · SEC 801-55835

AUM

$139M

Regulatory assets under management

Employees

173 client accounts

Services offered by BARNES INVESTMENT ADVISORY INC

Per Form ADV

Financial planning

Portfolio management (individuals)

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BARNES INVESTMENT ADVISORY INC →

Introduction

Speak with Kathie

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kathie is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in PHOENIX?

Browse all registered financial advisors in PHOENIX, Arizona or claim this profile if it's yours.

Browse PHOENIX Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kathie Jo Beck Barnes offer?

Kathie Jo Beck Barnes specializes in Financial Planning, Investment Management.

What are Kathie Jo Beck Barnes's credentials?

Kathie Jo Beck Barnes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kathie Jo Beck Barnes located?

Kathie Jo Beck Barnes is based in PHOENIX, Arizona, last registered with BARNES INVESTMENT ADVISORY INC.

How does Kathie Jo Beck Barnes charge for services?

Kathie Jo Beck Barnes's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BARNES INVESTMENT ADVISORY INC?

BARNES INVESTMENT ADVISORY INC has approximately 6 employees and manages $139M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →