Unclaimed Profile

Michael Anthony Staffieri

FINANCIAL ADVISORY CORPORATION·MESA, Arizona

SIE, Series 6, Series 22, Series 63, Series 65ChFC17 years registeredFINANCIAL ADVISORY CORPORATION

6640 E BASELINE RD, MESA, AZ 85206CRD# 1354753Firm CRD# 152662

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Anthony Staffieri · MESA, AZ

Registration

CRD #1354753 · FINANCIAL ADVISORY CORPORATION · 17 years registered

Brand Profile

Not yet started

Career History

CW ADVISORS, LLC

Feb 2026 – present

FIRST ALLIED ADVISORY SERVICES, INC.

Jul 2012 – May 2017

SAN DIEGO, CA

ROVIN CAPITAL

Aug 2011 – Dec 2025

MESA, AZ

FIRST ALLIED SECURITIES, INC.

Nov 2009 – Jul 2012

SAN DIEGO, CA

LINCOLN FINANCIAL SECURITIES CORPORATION

Jul 2009 – Nov 2009

SAN DIEGO, CA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 22

Series 63

Series 65

Registration record

First registered · July 7, 2009

Years registered · 17

Professional designation · ChFC

Disclosure History

2002Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ROVIN CAPITAL LLC

CRD 152662 · SEC 801-71109

AUM

$596M

Regulatory assets under management

Employees

2,034 client accounts

Services offered by ROVIN CAPITAL LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at ROVIN CAPITAL LLC →

Introduction

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Frequently Asked Questions

What services does Michael Anthony Staffieri offer?

Michael Anthony Staffieri specializes in Financial Planning, Investment Management, Retirement Planning. Contact their office in MESA, Arizona for a consultation.

What are Michael Anthony Staffieri's credentials?

Michael Anthony Staffieri holds the following professional designations: ChFC. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Anthony Staffieri located?

Michael Anthony Staffieri is based in MESA, Arizona, working with FINANCIAL ADVISORY CORPORATION. Their office serves clients in the MESA metropolitan area and surrounding communities.

How does Michael Anthony Staffieri charge for services?

Michael Anthony Staffieri's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL ADVISORY CORPORATION?

FINANCIAL ADVISORY CORPORATION has approximately 9 employees and manages $596M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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