Unclaimed Profile

Karl Nathan Huish

TRIBECA FINANCIAL, LLC·MESA, Arizona

Series 7, Series 66Clean record23 years registeredTRIBECA FINANCIAL, LLC

1635 N. GREENFIELD ROAD, MESA, AZ 85205CRD# 4168086Firm CRD# 113245

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Karl Nathan Huish · MESA, AZ

Registration

CRD #4168086 · TRIBECA FINANCIAL, LLC · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: TRIBECA FINANCIAL, LLC

TRIBECA ADVISORS, LLC

Apr 2009 – Dec 2011

MESA, AZ

TRIBECA FINANCIAL, LLC

Sep 2002 – Jun 2022

MESA, AZ

Registrations & Exams

FINRA examinations passed

Series 7

Series 66

Registration record

First registered · September 6, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

TRIBECA FINANCIAL, LLC

CRD 113245 · SEC 801-60441

AUM

$188M

Regulatory assets under management

Employees

523 client accounts

Services offered by TRIBECA FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at TRIBECA FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Karl Nathan Huish offer?

Karl Nathan Huish specializes in Financial Planning, Investment Management, Wealth Management.

What are Karl Nathan Huish's credentials?

Karl Nathan Huish is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Karl Nathan Huish located?

Karl Nathan Huish is based in MESA, Arizona, last registered with TRIBECA FINANCIAL, LLC.

How does Karl Nathan Huish charge for services?

Karl Nathan Huish's firm is compensated through percentage of aum, other: referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is TRIBECA FINANCIAL, LLC?

TRIBECA FINANCIAL, LLC has approximately 6 employees and manages $188M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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