Unclaimed Profile

William Patrick Smith

SMITH THORNTON ADVISORS, LLC·HUNTSVILLE, Alabama

SIE, Series 7, Series 7TO, Series 66Clean record13 years registeredSMITH THORNTON ADVISORS, LLC

626 CLINTON AVENUE WEST, HUNTSVILLE, AL 35801CRD# 5944528Firm CRD# 312537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

William Patrick Smith · HUNTSVILLE, AL

Registration

CRD #5944528 · SMITH THORNTON ADVISORS, LLC · 13 years registered

Brand Profile

Not yet started

Career History

SMITH THORNTON ADVISORS, LLC

Mar 2021 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Jan 2013 – Mar 2021

HUNTSVILLE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 66

Registration record

First registered · January 24, 2013

Years registered · 13

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH THORNTON ADVISORS, LLC

CRD 312537 · SEC 801-120351

AUM

$735M

Regulatory assets under management

Employees

765 client accounts

Services offered by SMITH THORNTON ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH THORNTON ADVISORS, LLC →

Introduction

Speak with William

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if William is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HUNTSVILLE?

Browse all registered financial advisors in HUNTSVILLE, Alabama or claim this profile if it's yours.

Browse HUNTSVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does William Patrick Smith offer?

William Patrick Smith specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are William Patrick Smith's credentials?

William Patrick Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is William Patrick Smith located?

William Patrick Smith is based in HUNTSVILLE, Alabama, working with SMITH THORNTON ADVISORS, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does William Patrick Smith charge for services?

William Patrick Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH THORNTON ADVISORS, LLC?

SMITH THORNTON ADVISORS, LLC has approximately 6 employees and manages $735M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →