Unclaimed Profile

Richard Daniel Gregory

GPS PLANNING SOLUTIONS, LLC·HUNTSVILLE, Alabama

SIE, Series 7, Series 9, Series 10, Series 6327 years registeredGPS PLANNING SOLUTIONS, LLC

400 BOB WALLACE AVENUE SW, HUNTSVILLE, AL 35801CRD# 2801852Firm CRD# 175281

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Richard Daniel Gregory · HUNTSVILLE, AL

Registration

CRD #2801852 · GPS PLANNING SOLUTIONS, LLC · 27 years registered

Brand Profile

Not yet started

Career History

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Oct 2023 – present

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.

Sep 2023 – Sep 2023

Owens Cross Roads, AL

OAK TREE FINANCIAL SERVICES, LLC

Jan 2018 – Oct 2023

HUNTSVILLE, AL

LPL FINANCIAL LLC

Jul 2016 – Dec 2017

HUNSTVILLE, AL

PRIVATE ADVISOR GROUP, LLC

Oct 2012 – Jul 2016

HUNTSVILLE, AL

WELLS FARGO ADVISORS, LLC

Mar 2008 – Sep 2012

HUNTSVILLE, AL

MORGAN KEEGAN & COMPANY, INC.

Apr 1999 – Mar 2008

DECATUR, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 63

Registration record

First registered · April 10, 1999

Years registered · 27

Disclosure History

2010Customer Dispute·Withdrawn

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

GPS PLANNING SOLUTIONS, LLC

CRD 175281 · SEC 801-123562

AUM

$112M

Regulatory assets under management

Employees

349 client accounts

Services offered by GPS PLANNING SOLUTIONS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at GPS PLANNING SOLUTIONS, LLC →

Introduction

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Frequently Asked Questions

What services does Richard Daniel Gregory offer?

Richard Daniel Gregory specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are Richard Daniel Gregory's credentials?

Richard Daniel Gregory is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Richard Daniel Gregory located?

Richard Daniel Gregory is based in HUNTSVILLE, Alabama, working with GPS PLANNING SOLUTIONS, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does Richard Daniel Gregory charge for services?

Richard Daniel Gregory's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is GPS PLANNING SOLUTIONS, LLC?

GPS PLANNING SOLUTIONS, LLC has approximately 2 employees and manages $112M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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