Unclaimed Profile

Steven Curtis Thornton

SMITH THORNTON ADVISORS, LLC·HUNTSVILLE, Alabama

SIE, Series 3, Series 7, Series 9, Series 63, Series 65, Series 99TOClean record35 years registeredSMITH THORNTON ADVISORS, LLC

626 CLINTON AVENUE WEST, HUNTSVILLE, AL 35801CRD# 1998251Firm CRD# 312537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Steven Curtis Thornton · HUNTSVILLE, AL

Registration

CRD #1998251 · SMITH THORNTON ADVISORS, LLC · 35 years registered

Brand Profile

Not yet started

Career History

SMITH THORNTON ADVISORS, LLC

Mar 2021 – present

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

Sep 2011 – Mar 2021

HUNTSVILLE, AL

MORGAN KEEGAN & COMPANY, INC.

Jun 1991 – Sep 2011

HUNTSVILLE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 3

Series 7

Series 9

Series 63

Series 65

Series 99TO

Registration record

First registered · June 10, 1991

Years registered · 35

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SMITH THORNTON ADVISORS, LLC

CRD 312537 · SEC 801-120351

AUM

$735M

Regulatory assets under management

Employees

765 client accounts

Services offered by SMITH THORNTON ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SMITH THORNTON ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Steven Curtis Thornton offer?

Steven Curtis Thornton specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are Steven Curtis Thornton's credentials?

Steven Curtis Thornton is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Steven Curtis Thornton located?

Steven Curtis Thornton is based in HUNTSVILLE, Alabama, working with SMITH THORNTON ADVISORS, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does Steven Curtis Thornton charge for services?

Steven Curtis Thornton's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SMITH THORNTON ADVISORS, LLC?

SMITH THORNTON ADVISORS, LLC has approximately 6 employees and manages $735M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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