AdvisorOS Directory
Claim Profile
Unclaimed Profile
RS

Richard Joseph Smith

SMITH THORNTON ADVISORS, LLC·HUNTSVILLE, Alabama
Clean recordSMITH THORNTON ADVISORS, LLC
626 CLINTON AVENUE WEST, HUNTSVILLE, AL 35801CRD# 1338524Firm CRD# 312537

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Richard Joseph Smith · HUNTSVILLE, AL
Registration
CRD #1338524 · SMITH THORNTON ADVISORS, LLC
Brand Profile
Not yet started
Disclosure history
Clean record · no disclosure events on file
01

About

Richard Joseph Smith is a registered financial advisor based in HUNTSVILLE, Alabama, affiliated with SMITH THORNTON ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
Introduction

Speak with Richard

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Richard is the right fit? Take our 2-minute quiz →

03

Firm Overview

Firm
SMITH THORNTON ADVISORS, LLC
SMITH THORNTON ADVISORS, LLC
AUM
$735M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SMITH THORNTON ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1338524
Firm CRD# 312537
View on FINRA BrokerCheck →

Looking for a financial advisor in HUNTSVILLE?

Browse all registered financial advisors in HUNTSVILLE, Alabama or claim this profile if it's yours.

Browse HUNTSVILLE AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Richard Joseph Smith offer?
Richard Joseph Smith specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.
What are Richard Joseph Smith's credentials?
Richard Joseph Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Joseph Smith located?
Richard Joseph Smith is based in HUNTSVILLE, Alabama, working with SMITH THORNTON ADVISORS, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.
How does Richard Joseph Smith charge for services?
Richard Joseph Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH THORNTON ADVISORS, LLC?
SMITH THORNTON ADVISORS, LLC has approximately 6 employees and manages $735M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at SMITH THORNTON ADVISORS, LLC

Donna Mack Ryberg
HUNTSVILLE, AL
Steven Curtis Thornton
HUNTSVILLE, AL
William Patrick Smith
HUNTSVILLE, AL

More Advisors in HUNTSVILLE, Alabama

Jay Curtis Horgen
EASTSIDE MANAGEMENT COMPANY, LLC·HUNTSVILLE, AL
Michael Lindsay Bates
KEEL POINT, LLC·HUNTSVILLE, AL
Charles Wesley Johnson
LONGVIEW FINANCIAL ADVISORS, INC.·HUNTSVILLE, AL
David Melville Parks
KEEL POINT, LLC·HUNTSVILLE, AL
Jason Robert Blount
KEEL POINT, LLC·HUNTSVILLE, AL
Richard Daniel Gregory
GPS PLANNING SOLUTIONS, LLC·HUNTSVILLE, AL

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Alabama
BIRMINGHAM (369)MOBILE (54)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)IRONDALE (13)HOOVER (10)TUSCALOOSA (9)VESTAVIA (8)HOMEWOOD (7)
City Guides
BIRMINGHAM GuideMOBILE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
Request removal of this profile