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Richard Joseph Smith

SMITH THORNTON ADVISORS, LLC·HUNTSVILLE, Alabama
Unclaimed Profile
626 CLINTON AVENUE WEST, HUNTSVILLE, AL 35801CRD# 1338524Firm CRD# 312537
01

About

Richard Joseph Smith is a registered financial advisor based in HUNTSVILLE, Alabama, affiliated with SMITH THORNTON ADVISORS, LLC. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SMITH THORNTON ADVISORS, LLC
SMITH THORNTON ADVISORS, LLC
AUM
$735M
Regulatory assets under management
Employees
6
Total firm employees
View all advisors at SMITH THORNTON ADVISORS, LLC →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 1338524
Firm CRD# 312537
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Richard Joseph Smith offer?
Richard Joseph Smith specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.
What are Richard Joseph Smith's credentials?
Richard Joseph Smith is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Richard Joseph Smith located?
Richard Joseph Smith is based in HUNTSVILLE, Alabama, working with SMITH THORNTON ADVISORS, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.
How does Richard Joseph Smith charge for services?
Richard Joseph Smith's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SMITH THORNTON ADVISORS, LLC?
SMITH THORNTON ADVISORS, LLC has approximately 6 employees and manages $735M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Alabama
BIRMINGHAM (369)MOBILE (54)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
BIRMINGHAM GuideMOBILE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
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