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Dana C Shields

G.L.S. & ASSOCIATES, INC.·HUNTSVILLE, Alabama
Unclaimed Profile
200 CLINTON AVENUE, HUNTSVILLE, AL 35801CRD# 4709709Firm CRD# 47502
01

About

Dana C Shields is a registered financial advisor based in HUNTSVILLE, Alabama, affiliated with G.L.S. & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
G.L.S. & ASSOCIATES, INC.
G.L. SMITH & ASSOCIATES
AUM
$136M
Regulatory assets under management
Employees
7
Total firm employees
View all advisors at G.L.S. & ASSOCIATES, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other advisory services
04

Background

Compensation
Percentage of AUM
Hourly charges
Regulatory
SEC/IARD CRD# 4709709
Firm CRD# 47502
No disclosures on file
View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Dana C Shields offer?
Dana C Shields specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.
What are Dana C Shields's credentials?
Dana C Shields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Dana C Shields located?
Dana C Shields is based in HUNTSVILLE, Alabama, working with G.L.S. & ASSOCIATES, INC.. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.
How does Dana C Shields charge for services?
Dana C Shields's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is G.L.S. & ASSOCIATES, INC.?
G.L.S. & ASSOCIATES, INC. has approximately 7 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Nearby cities in Alabama
BIRMINGHAM (369)MOBILE (54)MONTGOMERY (23)VESTAVIA HILLS (17)FAIRHOPE (13)
City Guides
BIRMINGHAM GuideMOBILE GuideMONTGOMERY GuideVESTAVIA HILLS GuideFAIRHOPE Guide
Research
Advisor Fees in AlabamaNational Fee Analysis
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