Unclaimed Profile

Dana C Shields

G.L.S. & ASSOCIATES, INC.·HUNTSVILLE, Alabama

Clean recordG.L.S. & ASSOCIATES, INC.

200 CLINTON AVENUE, HUNTSVILLE, AL 35801CRD# 4709709Firm CRD# 47502

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Dana C Shields · HUNTSVILLE, AL

Registration

CRD #4709709 · G.L.S. & ASSOCIATES, INC.

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Dana C Shields is a registered financial advisor based in HUNTSVILLE, Alabama, affiliated with G.L.S. & ASSOCIATES, INC.. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Financial Planning

Investment Management

Client Types

Individuals

High Net Worth Individuals

Introduction

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Firm Overview

Firm

G.L.S. & ASSOCIATES, INC.

G.L. SMITH & ASSOCIATES

AUM

$136M

Regulatory assets under management

Employees

Total firm employees

View all advisors at G.L.S. & ASSOCIATES, INC. →

Services

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other advisory services

Background

Compensation

Percentage of AUM

Hourly charges

Regulatory

SEC/IARD CRD# 4709709

Firm CRD# 47502

View on FINRA BrokerCheck →

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Frequently Asked Questions

What services does Dana C Shields offer?

Dana C Shields specializes in Financial Planning, Investment Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are Dana C Shields's credentials?

Dana C Shields is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Dana C Shields located?

Dana C Shields is based in HUNTSVILLE, Alabama, working with G.L.S. & ASSOCIATES, INC.. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does Dana C Shields charge for services?

Dana C Shields's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is G.L.S. & ASSOCIATES, INC.?

G.L.S. & ASSOCIATES, INC. has approximately 7 employees and manages $136M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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