Unclaimed Profile

Robert Carl Mayes

KEEL POINT, LLC·HUNTSVILLE, Alabama

SIE, Series 6, Series 7, Series 8, Series 9, Series 10, Series 24, Series 63, Series 65, Series 99TOClean record42 years registeredKEEL POINT, LLC

100 CHURCH STREET, HUNTSVILLE, AL 35801CRD# 719831Firm CRD# 127902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Robert Carl Mayes · HUNTSVILLE, AL

Registration

CRD #719831 · KEEL POINT, LLC · 42 years registered

Brand Profile

Not yet started

Career History

KEEL POINT, LLC

Aug 2003 – present

MERRILL LYNCH PIERCE FENNER & SMITH INC.

Mar 1984 – Aug 2003

HUNTSVILLE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 8

Series 9

Series 10

Series 24

Series 63

Series 65

Series 99TO

Registration record

First registered · March 6, 1984

Years registered · 42

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEEL POINT, LLC

CRD 127902 · SEC 801-62249

AUM

$2.9B

Regulatory assets under management

Employees

5,548 client accounts

Services offered by KEEL POINT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at KEEL POINT, LLC →

Introduction

Speak with Robert

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Robert is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HUNTSVILLE?

Browse all registered financial advisors in HUNTSVILLE, Alabama or claim this profile if it's yours.

Browse HUNTSVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Robert Carl Mayes offer?

Robert Carl Mayes specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are Robert Carl Mayes's credentials?

Robert Carl Mayes is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Robert Carl Mayes located?

Robert Carl Mayes is based in HUNTSVILLE, Alabama, working with KEEL POINT, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does Robert Carl Mayes charge for services?

Robert Carl Mayes's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEEL POINT, LLC?

KEEL POINT, LLC has approximately 83 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →