Unclaimed Profile

James Michael Perry

KEEL POINT, LLC·HUNTSVILLE, Alabama

SIE, Series 6, Series 7, Series 24, Series 26, Series 51, Series 63, Series 65Clean record25 years registeredKEEL POINT, LLC

100 CHURCH STREET, HUNTSVILLE, AL 35801CRD# 1189342Firm CRD# 127902

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Michael Perry · HUNTSVILLE, AL

Registration

CRD #1189342 · KEEL POINT, LLC · 25 years registered

Brand Profile

Not yet started

Career History

KEEL POINT CAPITAL, LLC

Oct 2014 – present

KEEL POINT, LLC

Oct 2014 – present

WFG ADVISORS, LP

Aug 2009 – Sep 2014

DALLAS, TX

AIG RETIREMENT ADVISORS, INC.

Mar 2001 – Jul 2008

HOUSTON, TX

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 26

Series 51

Series 63

Series 65

Registration record

First registered · March 7, 2001

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

KEEL POINT, LLC

CRD 127902 · SEC 801-62249

AUM

$2.9B

Regulatory assets under management

Employees

5,548 client accounts

Services offered by KEEL POINT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

High Net Worth Individuals

View all advisors at KEEL POINT, LLC →

Introduction

Speak with James

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if James is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in HUNTSVILLE?

Browse all registered financial advisors in HUNTSVILLE, Alabama or claim this profile if it's yours.

Browse HUNTSVILLE Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does James Michael Perry offer?

James Michael Perry specializes in Financial Planning, Investment Management, Retirement Planning, Wealth Management. Contact their office in HUNTSVILLE, Alabama for a consultation.

What are James Michael Perry's credentials?

James Michael Perry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Michael Perry located?

James Michael Perry is based in HUNTSVILLE, Alabama, working with KEEL POINT, LLC. Their office serves clients in the HUNTSVILLE metropolitan area and surrounding communities.

How does James Michael Perry charge for services?

James Michael Perry's firm is compensated through percentage of aum, hourly charges, subscription fees, performance-based fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KEEL POINT, LLC?

KEEL POINT, LLC has approximately 83 employees and manages $2.9B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →