Unclaimed Profile

Walter Allwein Ruch

STERNE AGEE ASSET MANAGEMENT INC·BIRMINGHAM, Alabama

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record22 years registeredSTERNE AGEE ASSET MANAGEMENT INC

800 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209CRD# 2761014Firm CRD# 110408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Walter Allwein Ruch · BIRMINGHAM, AL

Registration

CRD #2761014 · STERNE AGEE ASSET MANAGEMENT INC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STERNE AGEE ASSET MANAGEMENT INC

WEALTHSHIELD LLC

Oct 2017 – May 2023

CARY, NC

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jul 2015 – Oct 2015

BIRMINGHAM, AL

STERNE AGEE ASSET MANAGEMENT, INC.

Oct 2005 – Oct 2015

BIRMINGHAM, AL

MORGAN KEEGAN & COMPANY, INC.

Jan 2004 – Oct 2005

MEMPHIS, TN

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · January 23, 2004

Years registered · 22

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERNE AGEE ASSET MANAGEMENT INC

CRD 110408 · SEC 801-32478

AUM

$417M

Regulatory assets under management

Employees

55 client accounts

Services offered by STERNE AGEE ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at STERNE AGEE ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Walter Allwein Ruch offer?

Walter Allwein Ruch specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Walter Allwein Ruch's credentials?

Walter Allwein Ruch is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Walter Allwein Ruch located?

Walter Allwein Ruch is based in BIRMINGHAM, Alabama, last registered with STERNE AGEE ASSET MANAGEMENT INC.

How does Walter Allwein Ruch charge for services?

Walter Allwein Ruch's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERNE AGEE ASSET MANAGEMENT INC?

STERNE AGEE ASSET MANAGEMENT INC has approximately 6 employees and manages $417M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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