Unclaimed Profile

Thomas Jerry Harris

STERNE AGEE ASSET MANAGEMENT INC·BIRMINGHAM, Alabama

SIE, Series 4, Series 7, Series 24, Series 53, Series 63, Series 65, Series 86, Series 87Clean record25 years registeredSTERNE AGEE ASSET MANAGEMENT INC

800 SHADES CREEK PARKWAY, BIRMINGHAM, AL 35209CRD# 710732Firm CRD# 110408

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Jerry Harris · BIRMINGHAM, AL

Registration

CRD #710732 · STERNE AGEE ASSET MANAGEMENT INC · 25 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: STERNE AGEE ASSET MANAGEMENT INC

STERNE AGEE ASSET MANAGEMENT

Sep 2000 – Dec 2012

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 53

Series 63

Series 65

Series 86

Series 87

Registration record

First registered · September 12, 2000

Years registered · 25

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

STERNE AGEE ASSET MANAGEMENT INC

CRD 110408 · SEC 801-32478

AUM

$417M

Regulatory assets under management

Employees

55 client accounts

Services offered by STERNE AGEE ASSET MANAGEMENT INC

Per Form ADV

Portfolio management (individuals)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

View all advisors at STERNE AGEE ASSET MANAGEMENT INC →

Introduction

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Frequently Asked Questions

What services does Thomas Jerry Harris offer?

Thomas Jerry Harris specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Thomas Jerry Harris's credentials?

Thomas Jerry Harris is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Jerry Harris located?

Thomas Jerry Harris is based in BIRMINGHAM, Alabama, last registered with STERNE AGEE ASSET MANAGEMENT INC.

How does Thomas Jerry Harris charge for services?

Thomas Jerry Harris's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is STERNE AGEE ASSET MANAGEMENT INC?

STERNE AGEE ASSET MANAGEMENT INC has approximately 6 employees and manages $417M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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