Unclaimed Profile

John Derek Peterson

HIGHLAND ASSOCIATES INC·BIRMINGHAM, Alabama

Series 65Clean record21 years registeredHIGHLAND ASSOCIATES INC

2545 HIGHLAND AVENUE SOUTH, BIRMINGHAM, AL 35205CRD# 3207374Firm CRD# 104948

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

John Derek Peterson · BIRMINGHAM, AL

Registration

CRD #3207374 · HIGHLAND ASSOCIATES INC · 21 years registered

Brand Profile

Not yet started

Career History

HIGHLAND ASSOCIATES INC

Jan 2019 – present

REGIONS INVESTMENT MANAGEMENT, INC.

Jan 2008 – Oct 2018

BIRMINGHAM, AL

AMSOUTH ASSET MANAGEMENT, INC.

Apr 2005 – Jan 2008

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 65

Registration record

First registered · April 13, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

HIGHLAND ASSOCIATES INC

CRD 104948 · SEC 801-30248

AUM

$23.6B

Regulatory assets under management

Employees

61 client accounts

Services offered by HIGHLAND ASSOCIATES INC

Per Form ADV

Portfolio management (individuals)

Pension consulting

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

Pension & Retirement Plans

View all advisors at HIGHLAND ASSOCIATES INC →

Introduction

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Frequently Asked Questions

What services does John Derek Peterson offer?

John Derek Peterson specializes in Investment Management, Retirement Planning, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are John Derek Peterson's credentials?

John Derek Peterson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is John Derek Peterson located?

John Derek Peterson is based in BIRMINGHAM, Alabama, working with HIGHLAND ASSOCIATES INC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does John Derek Peterson charge for services?

John Derek Peterson's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HIGHLAND ASSOCIATES INC?

HIGHLAND ASSOCIATES INC has approximately 19 employees and manages $23.6B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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