Unclaimed Profile

James Woodard Peay

THE WELCH GROUP, LLC·BIRMINGHAM, Alabama

Series 7, Series 31, Series 63, Series 65Clean record28 years registeredTHE WELCH GROUP, LLC

3940 MONTCLAIR RD, BIRMINGHAM, AL 35213CRD# 3005421Firm CRD# 111273

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Woodard Peay · BIRMINGHAM, AL

Registration

CRD #3005421 · THE WELCH GROUP, LLC · 28 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: THE WELCH GROUP, LLC

THE WELCH GROUP, LLC

Mar 2018 – Jan 2026

BIRMINGHAM, AL

THE WELCH GROUP, LLC

May 2006 – Mar 2007

BIRMINGHAM, AL

WELCH INVESTMENTS, LLC

Mar 2006 – Mar 2018

BIRMINGHAM, AL

UBS PAINEWEBBER INC.

Jul 1998 – Jun 2003

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

Series 7

Series 31

Series 63

Series 65

Registration record

First registered · July 17, 1998

Years registered · 28

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE WELCH GROUP, LLC

CRD 111273 · SEC 801-56254

AUM

$2.8B

Regulatory assets under management

Employees

3,957 client accounts

Services offered by THE WELCH GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WELCH GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does James Woodard Peay offer?

James Woodard Peay specializes in Financial Planning, Investment Management, Wealth Management.

What are James Woodard Peay's credentials?

James Woodard Peay is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Woodard Peay located?

James Woodard Peay is based in BIRMINGHAM, Alabama, last registered with THE WELCH GROUP, LLC.

How does James Woodard Peay charge for services?

James Woodard Peay's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WELCH GROUP, LLC?

THE WELCH GROUP, LLC has approximately 23 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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