Unclaimed Profile

Thomas Michael Wagner

THE WELCH GROUP, LLC·BIRMINGHAM, Alabama

Clean record18 years registeredTHE WELCH GROUP, LLC

3940 MONTCLAIR RD, BIRMINGHAM, AL 35213CRD# 5502971Firm CRD# 111273

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas Michael Wagner · BIRMINGHAM, AL

Registration

CRD #5502971 · THE WELCH GROUP, LLC · 18 years registered

Brand Profile

Not yet started

Career History

THE WELCH GROUP, LLC

May 2008 – present

Registrations & Exams

Registration record

First registered · May 7, 2008

Years registered · 18

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

THE WELCH GROUP, LLC

CRD 111273 · SEC 801-56254

AUM

$2.8B

Regulatory assets under management

Employees

3,957 client accounts

Services offered by THE WELCH GROUP, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at THE WELCH GROUP, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas Michael Wagner offer?

Thomas Michael Wagner specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Thomas Michael Wagner's credentials?

Thomas Michael Wagner is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas Michael Wagner located?

Thomas Michael Wagner is based in BIRMINGHAM, Alabama, working with THE WELCH GROUP, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Thomas Michael Wagner charge for services?

Thomas Michael Wagner's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is THE WELCH GROUP, LLC?

THE WELCH GROUP, LLC has approximately 23 employees and manages $2.8B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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