Unclaimed Profile

Harold Blaine Miller

CONCOURSE FINANCIAL GROUP SECURITIES, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 24, Series 52TO, Series 53, Series 66Clean record24 years registeredCONCOURSE FINANCIAL GROUP SECURITIES, INC.

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL 35223CRD# 4214267Firm CRD# 15708

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Harold Blaine Miller · BIRMINGHAM, AL

Registration

CRD #4214267 · CONCOURSE FINANCIAL GROUP SECURITIES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

NBC SECURITIES, INC.

Oct 2025 – present

M HOLDINGS SECURITIES, INC.

Apr 2025 – Oct 2025

Dallas, TX

CONCOURSE FINANCIAL GROUP ADVISORS

Jan 2016 – Mar 2025

Birmingham, AL

STIFEL, NICOLAUS & COMPANY, INCORPORATED

Jul 2015 – Dec 2015

BIRMINGHAM, AL

STERNE AGEE ASSET MANAGEMENT, INC.

Sep 2012 – Dec 2015

BIRMINGHAM, AL

METLIFE SECURITIES INC.

May 2009 – Sep 2012

BIRMINGHAM, AL

AXA ADVISORS, LLC

May 2005 – Mar 2007

BIRMINGHAM, AL

COLONIAL ASSET MANAGEMENT INC

Apr 2004 – Apr 2005

BIRMINGHAM, AL

E*TRADE ADVISORY SERVICES, INC.

May 2002 – Jun 2003

TRUSSVILLE, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 52TO

Series 53

Series 66

Registration record

First registered · May 21, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD 15708 · SEC 801-56010

AUM

$4.4B

Regulatory assets under management

Employees

885

20,957 client accounts

Services offered by CONCOURSE FINANCIAL GROUP SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at CONCOURSE FINANCIAL GROUP SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Harold Blaine Miller offer?

Harold Blaine Miller specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Harold Blaine Miller's credentials?

Harold Blaine Miller is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Harold Blaine Miller located?

Harold Blaine Miller is based in BIRMINGHAM, Alabama, working with CONCOURSE FINANCIAL GROUP SECURITIES, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Harold Blaine Miller charge for services?

Harold Blaine Miller's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is CONCOURSE FINANCIAL GROUP SECURITIES, INC.?

CONCOURSE FINANCIAL GROUP SECURITIES, INC. has approximately 885 employees and manages $4.4B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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