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Frank Benner Falkenburg

NBC SECURITIES, INC.·BIRMINGHAM, Alabama
NBC SECURITIES, INC.
1927 FIRST AVENUE NORTH, BIRMINGHAM, AL 35203CRD# 204097Firm CRD# 17870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Frank Benner Falkenburg · BIRMINGHAM, AL
Registration
CRD #204097 · NBC SECURITIES, INC.
Brand Profile
Not yet started
Disclosure history
4 disclosures on file · See FINRA BrokerCheck for full record
01

About

Frank Benner Falkenburg is a registered financial advisor based in BIRMINGHAM, Alabama, affiliated with NBC SECURITIES, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Wealth Management
Client Types
Individuals
High Net Worth Individuals
Introduction

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03

Firm Overview

Firm
NBC SECURITIES, INC.
NBC SECURITIES, INC.
AUM
$1.7B
Regulatory assets under management
Employees
68
Total firm employees
View all advisors at NBC SECURITIES, INC. →
Services
Financial planning
Portfolio management (individuals)
Selection of other advisers
Publication of periodicals/newsletters
Security ratings or pricing services
04

Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Regulatory
SEC/IARD CRD# 204097
Firm CRD# 17870
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does Frank Benner Falkenburg offer?
Frank Benner Falkenburg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.
What are Frank Benner Falkenburg's credentials?
Frank Benner Falkenburg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Frank Benner Falkenburg located?
Frank Benner Falkenburg is based in BIRMINGHAM, Alabama, working with NBC SECURITIES, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.
How does Frank Benner Falkenburg charge for services?
Frank Benner Falkenburg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is NBC SECURITIES, INC.?
NBC SECURITIES, INC. has approximately 68 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other Advisors at NBC SECURITIES, INC.

Bradford Lee Phelan
BIRMINGHAM, AL
Doug James Elder
BIRMINGHAM, AL
Jeffery Scott Wilkins
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