Unclaimed Profile

Frank Benner Falkenburg

NBC SECURITIES, INC.·BIRMINGHAM, Alabama

SIE, Series 00, Series 000, Series 1, Series 7TO, Series 24, Series 41, Series 55, Series 57TO, Series 63, Series 7230 years registeredNBC SECURITIES, INC.

1927 FIRST AVENUE NORTH, BIRMINGHAM, AL 35203CRD# 204097Firm CRD# 17870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Frank Benner Falkenburg · BIRMINGHAM, AL

Registration

CRD #204097 · NBC SECURITIES, INC. · 30 years registered

Brand Profile

Not yet started

Career History

NBC SECURITIES, INC.

Nov 1995 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 00

Series 000

Series 1

Series 7TO

Series 24

Series 41

Series 55

Series 57TO

Series 63

Series 72

Registration record

First registered · November 2, 1995

Years registered · 30

Disclosure History

1994Customer Dispute·Settled

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

NBC SECURITIES, INC.

CRD 17870 · SEC 801-58257

AUM

$1.7B

Regulatory assets under management

Employees

5,266 client accounts

Services offered by NBC SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NBC SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Frank Benner Falkenburg offer?

Frank Benner Falkenburg specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Frank Benner Falkenburg's credentials?

Frank Benner Falkenburg is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Frank Benner Falkenburg located?

Frank Benner Falkenburg is based in BIRMINGHAM, Alabama, working with NBC SECURITIES, INC.. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Frank Benner Falkenburg charge for services?

Frank Benner Falkenburg's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NBC SECURITIES, INC.?

NBC SECURITIES, INC. has approximately 68 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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