Unclaimed Profile

Bradford Lee Phelan

NBC SECURITIES, INC.·BIRMINGHAM, Alabama

SIE, Series 7, Series 24, Series 27, Series 63, Series 99TOClean record27 years registeredNBC SECURITIES, INC.

1927 FIRST AVENUE NORTH, BIRMINGHAM, AL 35203CRD# 1733368Firm CRD# 17870

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Bradford Lee Phelan · BIRMINGHAM, AL

Registration

CRD #1733368 · NBC SECURITIES, INC. · 27 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NBC SECURITIES, INC.

NBC SECURITIES, INC.

Jan 1999 – Aug 2022

BIRMINGHAM, AL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 27

Series 63

Series 99TO

Registration record

First registered · January 29, 1999

Years registered · 27

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NBC SECURITIES, INC.

CRD 17870 · SEC 801-58257

AUM

$1.7B

Regulatory assets under management

Employees

5,266 client accounts

Services offered by NBC SECURITIES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NBC SECURITIES, INC. →

Introduction

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Frequently Asked Questions

What services does Bradford Lee Phelan offer?

Bradford Lee Phelan specializes in Financial Planning, Investment Management, Wealth Management.

What are Bradford Lee Phelan's credentials?

Bradford Lee Phelan is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Bradford Lee Phelan located?

Bradford Lee Phelan is based in BIRMINGHAM, Alabama, last registered with NBC SECURITIES, INC..

How does Bradford Lee Phelan charge for services?

Bradford Lee Phelan's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NBC SECURITIES, INC.?

NBC SECURITIES, INC. has approximately 68 employees and manages $1.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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