Unclaimed Profile

Ashley Wayne Folkes

BRIDGEWORTH, LLC·BIRMINGHAM, Alabama

SIE, Series 6, Series 7, Series 24, Series 31, Series 51, Series 63, Series 66CFP20 years registeredBRIDGEWORTH, LLC

101 25TH STREET NORTH, BIRMINGHAM, AL 35203CRD# 3238082Firm CRD# 164100

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Ashley Wayne Folkes · BIRMINGHAM, AL

Registration

CRD #3238082 · BRIDGEWORTH, LLC · 20 years registered

Brand Profile

Not yet started

Career History

TRUIST INVESTMENT SERVICES, INC.

Jul 2025 – present

TRUIST ADVISORY SERVICES, INC.

Jul 2025 – present

FARTHER

Jun 2024 – Jun 2025

Hoover, AL

CETERA INVESTMENT ADVISERS LLC

Mar 2024 – Jun 2024

Birmingham, AL

CETERA ADVISORS LLC

Jul 2023 – Mar 2024

Birmingham, AL

ONEAMERICA SECURITIES, INC.

May 2023 – Aug 2023

Hoover, AL

PARK AVENUE SECURITIES LLC

Nov 2022 – May 2023

BIRMINGHAM, AL

BRIDGEWORTH WEALTH MANAGEMENT

Aug 2021 – Aug 2022

BIRMINGHAM, AL

MOORS & CABOT, INC

Dec 2018 – Jan 2020

PHOENIX, AZ

AXA ADVISORS, LLC

Jun 2018 – Dec 2018

SCOTTSDALE, AZ

VALIC FINANCIAL ADVISORS, INC.

Jan 2013 – Jun 2018

ALBUQUERQUE, NM

SYNOVUS SECURITIES, INC.

Feb 2012 – Mar 2012

DOTHAN, AL

FIFTH THIRD SECURITIES, INC.

Jan 2011 – Dec 2011

ATLANTA, GA

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Sep 2005 – Dec 2010

ATLANTA, GA

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 31

Series 51

Series 63

Series 66

Registration record

First registered · September 19, 2005

Years registered · 20

Professional designation · CFP

Disclosure History

2018Financial·Final

2017Customer Dispute·Denied

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

BRIDGEWORTH, LLC

CRD 164100 · SEC 801-76956

AUM

—

Regulatory assets under management

Employees

Total firm employees

Services offered by BRIDGEWORTH, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at BRIDGEWORTH, LLC →

Introduction

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Frequently Asked Questions

What services does Ashley Wayne Folkes offer?

Ashley Wayne Folkes specializes in Financial Planning, Investment Management. Contact their office in BIRMINGHAM, Alabama for a consultation.

What are Ashley Wayne Folkes's credentials?

Ashley Wayne Folkes holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Ashley Wayne Folkes located?

Ashley Wayne Folkes is based in BIRMINGHAM, Alabama, working with BRIDGEWORTH, LLC. Their office serves clients in the BIRMINGHAM metropolitan area and surrounding communities.

How does Ashley Wayne Folkes charge for services?

Ashley Wayne Folkes's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third-party manager fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is BRIDGEWORTH, LLC?

BRIDGEWORTH, LLC is a registered investment adviser with the SEC. See their Form ADV for full details.

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