Unclaimed Profile

Thomas William Batterman

FINANCIAL FIDUCIARIES, LLC·WAUSAU, Wisconsin

Series 7, Series 24, Series 63, Series 6516 years registeredFINANCIAL FIDUCIARIES, LLC

501 N THIRD STREET, WAUSAU, WI 54403CRD# 2603870Firm CRD# 153645

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Thomas William Batterman · WAUSAU, WI

Registration

CRD #2603870 · FINANCIAL FIDUCIARIES, LLC · 16 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: FINANCIAL FIDUCIARIES, LLC

THE MARSHALL FINANCIAL GROUP LLC

Dec 2021 – Feb 2023

Wausau, WI

FIDUCIARY FIRST ADVISORS, LLC

May 2010 – Dec 2021

WAUSAU, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · May 14, 2010

Years registered · 16

Disclosure History

2018Regulatory·Final

1996Regulatory·Final

2 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

FIDUCIARY FIRST ADVISORS, LLC

CRD 153645 · SEC 801-71390

AUM

$148M

Regulatory assets under management

Employees

353 client accounts

Services offered by FIDUCIARY FIRST ADVISORS, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at FIDUCIARY FIRST ADVISORS, LLC →

Introduction

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Frequently Asked Questions

What services does Thomas William Batterman offer?

Thomas William Batterman specializes in Financial Planning, Investment Management, Wealth Management.

What are Thomas William Batterman's credentials?

Thomas William Batterman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Thomas William Batterman located?

Thomas William Batterman is based in WAUSAU, Wisconsin, last registered with FINANCIAL FIDUCIARIES, LLC.

How does Thomas William Batterman charge for services?

Thomas William Batterman's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FINANCIAL FIDUCIARIES, LLC?

FINANCIAL FIDUCIARIES, LLC has approximately 3 employees and manages $148M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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