Unclaimed Profile

Kevin Jay Hermening

HERMENING ADVISORY SERVICES LLC·WAUSAU, Wisconsin

SIE, Series 6, Series 7, Series 24, Series 63, Series 65CFP32 years registeredHERMENING ADVISORY SERVICES LLC

200 WASHINGTON STREET, WAUSAU, WI 54403CRD# 2070967Firm CRD# 134927

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kevin Jay Hermening · WAUSAU, WI

Registration

CRD #2070967 · HERMENING ADVISORY SERVICES LLC · 32 years registered

Brand Profile

Not yet started

Career History

AMERIPRISE FINANCIAL SERVICES, LLC

Apr 2018 – present

FIRST ALLIED ADVISORY SERVICES, INC.

Jan 2007 – Apr 2018

WAUSAU, WI

HERMENING ADVISORY SERVICES LLC

Feb 2006 – May 2018

WAUSAU, WI

FFP ADVISORY SERVICES INC

Jun 1994 – Jan 2007

WAUSAU, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 65

Registration record

First registered · June 30, 1994

Years registered · 32

Professional designation · CFP

Disclosure History

2012Customer Dispute·Settled

2010Customer Dispute·Settled

2007Customer Dispute·Settled

2005Customer Dispute·Settled

2002Customer Dispute·Closed-No Action

2002Customer Dispute·Denied

6 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HERMENING ADVISORY SERVICES LLC

CRD 134927 · SEC 801-67716

AUM

$105M

Regulatory assets under management

Employees

766 client accounts

Services offered by HERMENING ADVISORY SERVICES LLC

Per Form ADV

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

View all advisors at HERMENING ADVISORY SERVICES LLC →

Introduction

Speak with Kevin

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Kevin is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in WAUSAU?

Browse all registered financial advisors in WAUSAU, Wisconsin or claim this profile if it's yours.

Browse WAUSAU Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Kevin Jay Hermening offer?

Kevin Jay Hermening specializes in Investment Management. Contact their office in WAUSAU, Wisconsin for a consultation.

What are Kevin Jay Hermening's credentials?

Kevin Jay Hermening holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Kevin Jay Hermening located?

Kevin Jay Hermening is based in WAUSAU, Wisconsin, working with HERMENING ADVISORY SERVICES LLC. Their office serves clients in the WAUSAU metropolitan area and surrounding communities.

How does Kevin Jay Hermening charge for services?

Kevin Jay Hermening's firm is compensated through percentage of aum, hourly charges, subscription fees, other: third-party referral fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HERMENING ADVISORY SERVICES LLC?

HERMENING ADVISORY SERVICES LLC has approximately 8 employees and manages $105M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →