Unclaimed Profile

Patrick Lee Wallschlaeger

MIDWEST PROFESSIONAL PLANNERS, LTD.·WAUSAU, Wisconsin

SIE, Series 1, Series 7, Series 63, Series 6536 years registeredMIDWEST PROFESSIONAL PLANNERS, LTD.

2610 STEWART AVENUE, SUITE 100, WAUSAU, WI 54401CRD# 865976Firm CRD# 112995

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick Lee Wallschlaeger · WAUSAU, WI

Registration

CRD #865976 · MIDWEST PROFESSIONAL PLANNERS, LTD. · 36 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MIDWEST PROFESSIONAL PLANNERS, LTD.

AXA ADVISORS, LLC

Jun 1999 – Jun 2011

MILWAUKEE, WI

MIDWEST PROFESSIONAL PLANNERS, LTD.

May 1990 – Jan 2025

WAUSAU, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 1

Series 7

Series 63

Series 65

Registration record

First registered · May 1, 1990

Years registered · 36

Disclosure History

2008Customer Dispute·Denied

2003Regulatory·Final

2002Customer Dispute·Settled

3 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MIDWEST PROFESSIONAL PLANNERS, LTD.

CRD 112995 · SEC 801-72649

AUM

$432M

Regulatory assets under management

Employees

2,223 client accounts

Services offered by MIDWEST PROFESSIONAL PLANNERS, LTD.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at MIDWEST PROFESSIONAL PLANNERS, LTD. →

Introduction

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Frequently Asked Questions

What services does Patrick Lee Wallschlaeger offer?

Patrick Lee Wallschlaeger specializes in Financial Planning, Investment Management, Wealth Management.

What are Patrick Lee Wallschlaeger's credentials?

Patrick Lee Wallschlaeger is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick Lee Wallschlaeger located?

Patrick Lee Wallschlaeger is based in WAUSAU, Wisconsin, last registered with MIDWEST PROFESSIONAL PLANNERS, LTD..

How does Patrick Lee Wallschlaeger charge for services?

Patrick Lee Wallschlaeger's firm is compensated through percentage of aum, hourly charges, subscription fees, commissions. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MIDWEST PROFESSIONAL PLANNERS, LTD.?

MIDWEST PROFESSIONAL PLANNERS, LTD. has approximately 28 employees and manages $432M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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