Unclaimed Profile

Joseph Lee Berry

MBE WEALTH MANAGEMENT, LLC·TOMAH, Wisconsin

SIE, Series 7, Series 24, Series 63, Series 65, Series 6627 years registeredMBE WEALTH MANAGEMENT, LLC

200 W. WARREN ST., TOMAH, WI 54660CRD# 3051227Firm CRD# 165516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joseph Lee Berry · TOMAH, WI

Registration

CRD #3051227 · MBE WEALTH MANAGEMENT, LLC · 27 years registered

Brand Profile

Not yet started

Career History

MBE WEALTH MANAGEMENT, LLC

Feb 2013 – present

LPL FINANCIAL LLC

Apr 2018 – Oct 2018

TOMAH, WI

LPL FINANCIAL LLC

Sep 2014 – Feb 2016

TOMAH, WI

WOODBURY FINANCIAL SERVICES, INC.

Mar 1999 – Dec 2012

TOMAH, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 63

Series 65

Series 66

Registration record

First registered · March 8, 1999

Years registered · 27

Disclosure History

2007Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MBE WEALTH MANAGEMENT, LLC

CRD 165516 · SEC 801-110772

AUM

$725M

Regulatory assets under management

Employees

4,786 client accounts

Services offered by MBE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MBE WEALTH MANAGEMENT, LLC →

Introduction

Speak with Joseph

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Joseph is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in TOMAH?

Browse all registered financial advisors in TOMAH, Wisconsin or claim this profile if it's yours.

Browse TOMAH Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Joseph Lee Berry offer?

Joseph Lee Berry specializes in Financial Planning, Investment Management. Contact their office in TOMAH, Wisconsin for a consultation.

What are Joseph Lee Berry's credentials?

Joseph Lee Berry is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joseph Lee Berry located?

Joseph Lee Berry is based in TOMAH, Wisconsin, working with MBE WEALTH MANAGEMENT, LLC. Their office serves clients in the TOMAH metropolitan area and surrounding communities.

How does Joseph Lee Berry charge for services?

Joseph Lee Berry's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MBE WEALTH MANAGEMENT, LLC?

MBE WEALTH MANAGEMENT, LLC has approximately 12 employees and manages $725M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →