Unclaimed Profile

James Daniel Greenwood

MBE WEALTH MANAGEMENT, LLC·TOMAH, Wisconsin

SIE, Series 7, Series 24, Series 26, Series 63, Series 66Clean record20 years registeredMBE WEALTH MANAGEMENT, LLC

200 W. WARREN ST., TOMAH, WI 54660CRD# 1921310Firm CRD# 165516

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

James Daniel Greenwood · TOMAH, WI

Registration

CRD #1921310 · MBE WEALTH MANAGEMENT, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MBE WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

Sep 2014 – Feb 2016

BARABOO, WI

MBE WEALTH MANAGEMENT, LLC

Nov 2012 – Nov 2022

BARABOO, WI

SII INVESTMENTS, INC.

Nov 2010 – Nov 2012

BARABOO, WI

CAPITAL FINANCIAL SERVICES, INC.

Aug 2005 – Nov 2010

BARABOO, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 26

Series 63

Series 66

Registration record

First registered · August 30, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

MBE WEALTH MANAGEMENT, LLC

CRD 165516 · SEC 801-110772

AUM

$725M

Regulatory assets under management

Employees

4,786 client accounts

Services offered by MBE WEALTH MANAGEMENT, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at MBE WEALTH MANAGEMENT, LLC →

Introduction

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Frequently Asked Questions

What services does James Daniel Greenwood offer?

James Daniel Greenwood specializes in Financial Planning, Investment Management.

What are James Daniel Greenwood's credentials?

James Daniel Greenwood is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is James Daniel Greenwood located?

James Daniel Greenwood is based in TOMAH, Wisconsin, last registered with MBE WEALTH MANAGEMENT, LLC.

How does James Daniel Greenwood charge for services?

James Daniel Greenwood's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MBE WEALTH MANAGEMENT, LLC?

MBE WEALTH MANAGEMENT, LLC has approximately 12 employees and manages $725M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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