Unclaimed Profile

Michael Francis Jolin

HEARTLAND ADVISORS, INC.·MILWAUKEE, Wisconsin

SIE, Series 7, Series 63, Series 65CFA23 years registeredHEARTLAND ADVISORS, INC.

789 N WATER STREET SUITE 500, MILWAUKEE, WI 53202CRD# 4626868Firm CRD# 29433

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael Francis Jolin · MILWAUKEE, WI

Registration

CRD #4626868 · HEARTLAND ADVISORS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: HEARTLAND ADVISORS, INC.

LPL FINANCIAL LLC

Aug 2021 – Feb 2024

MEQUON, WI

WELLS FARGO FUNDS MANAGEMENT, LLC

Nov 2018 – Jan 2020

Menomonee Falls, WI

HEARTLAND ADVISORS, INC.

Sep 2015 – Aug 2018

MILWAUKEE, WI

HEARTLAND ADVISORS, INC.

Dec 2009 – Mar 2014

MILWAUKEE, WI

BANC ONE INVESTMENT ADVISORS CORP

Jan 2003 – Oct 2004

COLUMBUS, OH

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 63

Series 65

Registration record

First registered · January 22, 2003

Years registered · 23

Professional designation · CFA

Disclosure History

2018Employment Separation After Allegations

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

HEARTLAND ADVISORS, INC.

CRD 29433 · SEC 801-19074

AUM

$2.0B

Regulatory assets under management

Employees

98 client accounts

Services offered by HEARTLAND ADVISORS, INC.

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at HEARTLAND ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Michael Francis Jolin offer?

Michael Francis Jolin specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Michael Francis Jolin's credentials?

Michael Francis Jolin holds the following professional designations: CFA. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Michael Francis Jolin located?

Michael Francis Jolin is based in MILWAUKEE, Wisconsin, last registered with HEARTLAND ADVISORS, INC..

How does Michael Francis Jolin charge for services?

Michael Francis Jolin's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is HEARTLAND ADVISORS, INC.?

HEARTLAND ADVISORS, INC. has approximately 25 employees and manages $2.0B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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