Unclaimed Profile

Mark Gregory Buchanan

ERN FINANCIAL, LLC·MIDDLETON, Wisconsin

SIE, Series 7, Series 7TO, Series 9, Series 10, Series 63CFPClean record5 years registeredERN FINANCIAL, LLC

8215 GREENWAY BOULEVARD, MIDDLETON, WI 53562CRD# 6429435Firm CRD# 297717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Mark Gregory Buchanan · MIDDLETON, WI

Registration

CRD #6429435 · ERN FINANCIAL, LLC · 5 years registered

Brand Profile

Not yet started

Career History

CANOPY WEALTH MANAGEMENT

Jun 2021 – present

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 7TO

Series 9

Series 10

Series 63

Registration record

First registered · June 22, 2021

Years registered · 5

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ERN FINANCIAL, LLC

CRD 297717 · SEC 801-113774

AUM

$1.3B

Regulatory assets under management

Employees

3,843 client accounts

Services offered by ERN FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ERN FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Mark Gregory Buchanan offer?

Mark Gregory Buchanan specializes in Financial Planning, Investment Management. Contact their office in MIDDLETON, Wisconsin for a consultation.

What are Mark Gregory Buchanan's credentials?

Mark Gregory Buchanan holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Mark Gregory Buchanan located?

Mark Gregory Buchanan is based in MIDDLETON, Wisconsin, working with ERN FINANCIAL, LLC. Their office serves clients in the MIDDLETON metropolitan area and surrounding communities.

How does Mark Gregory Buchanan charge for services?

Mark Gregory Buchanan's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ERN FINANCIAL, LLC?

ERN FINANCIAL, LLC has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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