Unclaimed Profile

Eric David Raether

ERN FINANCIAL, LLC·MIDDLETON, Wisconsin

SIE, Series 6, Series 7, Series 63, Series 65CFP24 years registeredERN FINANCIAL, LLC

8215 GREENWAY BOULEVARD, MIDDLETON, WI 53562CRD# 2480237Firm CRD# 297717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Eric David Raether · MIDDLETON, WI

Registration

CRD #2480237 · ERN FINANCIAL, LLC · 24 years registered

Brand Profile

Not yet started

Career History

CANOPY WEALTH MANAGEMENT

Aug 2018 – present

NORTHWESTERN MUTUAL WEALTH MANAGEMENT COMPANY

May 2003 – Apr 2007

MILWAUKEE, WI

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

May 2002 – Aug 2018

Middleton, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 63

Series 65

Registration record

First registered · May 9, 2002

Years registered · 24

Professional designation · CFP

Disclosure History

2018Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ERN FINANCIAL, LLC

CRD 297717 · SEC 801-113774

AUM

$1.3B

Regulatory assets under management

Employees

3,843 client accounts

Services offered by ERN FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ERN FINANCIAL, LLC →

Introduction

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Frequently Asked Questions

What services does Eric David Raether offer?

Eric David Raether specializes in Financial Planning, Investment Management. Contact their office in MIDDLETON, Wisconsin for a consultation.

What are Eric David Raether's credentials?

Eric David Raether holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Eric David Raether located?

Eric David Raether is based in MIDDLETON, Wisconsin, working with ERN FINANCIAL, LLC. Their office serves clients in the MIDDLETON metropolitan area and surrounding communities.

How does Eric David Raether charge for services?

Eric David Raether's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ERN FINANCIAL, LLC?

ERN FINANCIAL, LLC has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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