Unclaimed Profile

Chad Frederick Wing

ERN FINANCIAL, LLC·MIDDLETON, Wisconsin

SIE, Series 7, Series 9, Series 66CFP21 years registeredERN FINANCIAL, LLC

8215 GREENWAY BOULEVARD, MIDDLETON, WI 53562CRD# 4190709Firm CRD# 297717

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Chad Frederick Wing · MIDDLETON, WI

Registration

CRD #4190709 · ERN FINANCIAL, LLC · 21 years registered

Brand Profile

Not yet started

Career History

CERITY PARTNERS LLC

Jun 2025 – present

CERITY PARTNERS RETIREMENT PLAN CONSULTANTS

Jun 2025 – present

PETRICHOR ASSET MANAGEMENT LLC

Jul 2024 – Jun 2025

Phoenix, AZ

CANOPY WEALTH MANAGEMENT

Jun 2021 – Jun 2025

SCOTTSDALE, AZ

NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

May 2005 – Jul 2021

Scottsdale, AZ

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 66

Registration record

First registered · May 2, 2005

Years registered · 21

Professional designation · CFP

Disclosure History

2010Customer Dispute·Denied

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

ERN FINANCIAL, LLC

CRD 297717 · SEC 801-113774

AUM

$1.3B

Regulatory assets under management

Employees

3,843 client accounts

Services offered by ERN FINANCIAL, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Market timing services

Charitable organization or education services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

Nonprofits & Foundations

View all advisors at ERN FINANCIAL, LLC →

Introduction

Speak with Chad

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Chad is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MIDDLETON?

Browse all registered financial advisors in MIDDLETON, Wisconsin or claim this profile if it's yours.

Browse MIDDLETON Advisors Are you this advisor? Claim profile

Frequently Asked Questions

What services does Chad Frederick Wing offer?

Chad Frederick Wing specializes in Financial Planning, Investment Management. Contact their office in MIDDLETON, Wisconsin for a consultation.

What are Chad Frederick Wing's credentials?

Chad Frederick Wing holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Chad Frederick Wing located?

Chad Frederick Wing is based in MIDDLETON, Wisconsin, working with ERN FINANCIAL, LLC. Their office serves clients in the MIDDLETON metropolitan area and surrounding communities.

How does Chad Frederick Wing charge for services?

Chad Frederick Wing's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ERN FINANCIAL, LLC?

ERN FINANCIAL, LLC has approximately 20 employees and manages $1.3B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

Not sure what to look for in an advisor?

Try our free Advisor Match Quiz →