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James Francis Marshall

SPECTRUM INVESTMENT ADVISORS, INC.·MEQUON, Wisconsin
Unclaimed Profile
6329 WEST MEQUON ROAD, MEQUON, WI 53092CRD# 1214383Firm CRD# 108669
01

About

James Francis Marshall is a registered financial advisor based in MEQUON, Wisconsin, affiliated with SPECTRUM INVESTMENT ADVISORS, INC.. This profile is generated from public SEC and FINRA registration data.

02

Focus Areas

Specialties
Financial Planning
Investment Management
Client Types
Individuals
High Net Worth Individuals
03

Firm Overview

Firm
SPECTRUM INVESTMENT ADVISORS, INC.
SPECTRUM INVESTMENT ADVISORS, INC.
AUM
$725M
Regulatory assets under management
Employees
22
Total firm employees
View all advisors at SPECTRUM INVESTMENT ADVISORS, INC. →
Services
Financial planning
Portfolio management (individuals)
Publication of periodicals/newsletters
Security ratings or pricing services
Other
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Background

Compensation
Percentage of AUM
Hourly charges
Subscription fees
Other: BY PLAN PARTICIPANT FLAT FEES
Regulatory
SEC/IARD CRD# 1214383
Firm CRD# 108669
No disclosures on file
View on FINRA BrokerCheck →

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05

Frequently Asked Questions

What services does James Francis Marshall offer?
James Francis Marshall specializes in Financial Planning, Investment Management. Contact their office in MEQUON, Wisconsin for a consultation.
What are James Francis Marshall's credentials?
James Francis Marshall is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is James Francis Marshall located?
James Francis Marshall is based in MEQUON, Wisconsin, working with SPECTRUM INVESTMENT ADVISORS, INC.. Their office serves clients in the MEQUON metropolitan area and surrounding communities.
How does James Francis Marshall charge for services?
James Francis Marshall's firm is compensated through percentage of aum, hourly charges, subscription fees, other: by plan participant flat fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is SPECTRUM INVESTMENT ADVISORS, INC.?
SPECTRUM INVESTMENT ADVISORS, INC. has approximately 22 employees and manages $725M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
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Other advisors in MEQUON
Jonathan James Marshall — SPECTRUM INVESTMENT ADVISORS, INC.Manuel Nmn Rosado — SPECTRUM INVESTMENT ADVISORS, INC.Cheryl Ann Besaw — SPECTRUM INVESTMENT ADVISORS, INC.Matthew Paul Demet — SPECTRUM INVESTMENT ADVISORS, INC.Eli Blee-Goldman — CAPITAL MIDWEST ADVISORS III, LLC
Nearby cities in Wisconsin
MILWAUKEE (515)MADISON (242)GREEN BAY (92)APPLETON (83)WAUKESHA (77)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideAPPLETON GuideWAUKESHA Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
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