Unclaimed Profile

Matthew Riley Richmond

RICHMOND INVESTMENT SERVICES LLC·MEQUON, Wisconsin

SIE, Series 6, Series 7, Series 24, Series 63, Series 66Clean record21 years registeredRICHMOND INVESTMENT SERVICES LLC

7702 W MEQUON RD, MEQUON, WI 53097-3217CRD# 2729015Firm CRD# 327451

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Matthew Riley Richmond · MEQUON, WI

Registration

CRD #2729015 · RICHMOND INVESTMENT SERVICES LLC · 21 years registered

Brand Profile

Not yet started

Career History

RICHMOND INVESTMENT SERVICES LLC

Jun 2024 – present

LPL FINANCIAL LLC

Feb 2007 – Jun 2024

MEQUON, WI

CHASE INVESTMENT SERVICES CORP.

Jul 2005 – Feb 2007

GERMANTOWN, WI

BANC ONE SECURITIES CORPORATION

May 2005 – Jul 2005

OCONOMOWOC, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 7

Series 24

Series 63

Series 66

Registration record

First registered · May 11, 2005

Years registered · 21

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

RICHMOND INVESTMENT SERVICES LLC

CRD 327451 · SEC 801-129477

AUM

$366M

Regulatory assets under management

Employees

1,255 client accounts

Services offered by RICHMOND INVESTMENT SERVICES LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at RICHMOND INVESTMENT SERVICES LLC →

Introduction

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Frequently Asked Questions

What services does Matthew Riley Richmond offer?

Matthew Riley Richmond specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in MEQUON, Wisconsin for a consultation.

What are Matthew Riley Richmond's credentials?

Matthew Riley Richmond is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Matthew Riley Richmond located?

Matthew Riley Richmond is based in MEQUON, Wisconsin, working with RICHMOND INVESTMENT SERVICES LLC. Their office serves clients in the MEQUON metropolitan area and surrounding communities.

How does Matthew Riley Richmond charge for services?

Matthew Riley Richmond's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is RICHMOND INVESTMENT SERVICES LLC?

RICHMOND INVESTMENT SERVICES LLC has approximately 11 employees and manages $366M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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