Unclaimed Profile

Cheryl Ann Besaw

SPECTRUM INVESTMENT ADVISORS, INC.·MEQUON, Wisconsin

SIE, Series 6, Series 63, Series 65Clean record23 years registeredSPECTRUM INVESTMENT ADVISORS, INC.

6329 WEST MEQUON ROAD, MEQUON, WI 53092CRD# 4525675Firm CRD# 108669

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Cheryl Ann Besaw · MEQUON, WI

Registration

CRD #4525675 · SPECTRUM INVESTMENT ADVISORS, INC. · 23 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: SPECTRUM INVESTMENT ADVISORS, INC.

SPECTRUM INVESTMENT ADVISORS, INC.

Nov 2002 – Jul 2022

MEQUON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 63

Series 65

Registration record

First registered · November 4, 2002

Years registered · 23

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

SPECTRUM INVESTMENT ADVISORS, INC.

CRD 108669 · SEC 801-56966

AUM

$725M

Regulatory assets under management

Employees

986 client accounts

Services offered by SPECTRUM INVESTMENT ADVISORS, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at SPECTRUM INVESTMENT ADVISORS, INC. →

Introduction

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Frequently Asked Questions

What services does Cheryl Ann Besaw offer?

Cheryl Ann Besaw specializes in Financial Planning, Investment Management.

What are Cheryl Ann Besaw's credentials?

Cheryl Ann Besaw is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Cheryl Ann Besaw located?

Cheryl Ann Besaw is based in MEQUON, Wisconsin, last registered with SPECTRUM INVESTMENT ADVISORS, INC..

How does Cheryl Ann Besaw charge for services?

Cheryl Ann Besaw's firm is compensated through percentage of aum, hourly charges, subscription fees, other: by plan participant flat fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is SPECTRUM INVESTMENT ADVISORS, INC.?

SPECTRUM INVESTMENT ADVISORS, INC. has approximately 22 employees and manages $725M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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