AdvisorOS Directory
Claim Profile
Unclaimed Profile
SR

Scott Patrick Richardson

RICHARDSON CAPITAL MANAGEMENT, LLC·MENOMONEE FALLS, Wisconsin
Series 6, Series 7, Series 24, Series 63, Series 65Clean record26 years registeredRICHARDSON CAPITAL MANAGEMENT, LLC
W134 N8688 EXECUTIVE PARKWAY, MENOMONEE FALLS, WI 53051CRD# 1859684Firm CRD# 130985

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Scott Patrick Richardson · MENOMONEE FALLS, WI
Registration
CRD #1859684 · RICHARDSON CAPITAL MANAGEMENT, LLC · 26 years registered
Brand Profile
Not yet started
01

Career History

RICHARDSON CAPITAL MANAGEMENT, LLC
May 2004 – present
FIRST HEARTLAND CONSULTANTS, INC.
May 2000 – Jul 2004
MEMOMONEE FALLS, WI
02

Registrations & Exams

FINRA examinations passed
Series 6
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · May 8, 2000
Years registered · 26
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
RICHARDSON CAPITAL MANAGEMENT, LLC
CRD 130985 · SEC 801-63149
AUM
$445M
Regulatory assets under management
Employees
7
222 client accounts
Services offered by RICHARDSON CAPITAL MANAGEMENT, LLC
Per Form ADV
Financial planning
Portfolio management (individuals)
Other
Client types served by the firm
Per Form ADV
Individuals
High Net Worth Individuals
View all advisors at RICHARDSON CAPITAL MANAGEMENT, LLC →
Introduction

Speak with Scott

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Scott is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MENOMONEE FALLS?

Browse all registered financial advisors in MENOMONEE FALLS, Wisconsin or claim this profile if it's yours.

Browse MENOMONEE FALLS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Scott Patrick Richardson offer?
Scott Patrick Richardson specializes in Financial Planning, Investment Management. Contact their office in MENOMONEE FALLS, Wisconsin for a consultation.
What are Scott Patrick Richardson's credentials?
Scott Patrick Richardson is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Scott Patrick Richardson located?
Scott Patrick Richardson is based in MENOMONEE FALLS, Wisconsin, working with RICHARDSON CAPITAL MANAGEMENT, LLC. Their office serves clients in the MENOMONEE FALLS metropolitan area and surrounding communities.
How does Scott Patrick Richardson charge for services?
Scott Patrick Richardson's firm is compensated through percentage of aum, hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is RICHARDSON CAPITAL MANAGEMENT, LLC?
RICHARDSON CAPITAL MANAGEMENT, LLC has approximately 7 employees and manages $445M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

More Advisors in MENOMONEE FALLS, Wisconsin

Brian Gary Rafn
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC·MENOMONEE FALLS, WI
Dave Allen Isaacson
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC·MENOMONEE FALLS, WI
David Wayne Durham
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC·MENOMONEE FALLS, WI
Marc Joseph Dion
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC·MENOMONEE FALLS, WI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Wisconsin
MILWAUKEE (252)MADISON (129)GREEN BAY (65)WAUKESHA (56)APPLETON (53)BROOKFIELD (51)MEQUON (32)MIDDLETON (25)NEENAH (23)WAUSAU (21)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideWAUKESHA GuideAPPLETON Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
Request removal of this profile