Unclaimed Profile

Brian Gary Rafn

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC·MENOMONEE FALLS, Wisconsin

Series 7, Series 63, Series 6522 years registeredMORGAN DEMPSEY CAPITAL MANAGEMENT LLC

111 HERITAGE RESERVE, MENOMONEE FALLS, WI 53051CRD# 1541427Firm CRD# 106288

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Brian Gary Rafn · MENOMONEE FALLS, WI

Registration

CRD #1541427 · MORGAN DEMPSEY CAPITAL MANAGEMENT LLC · 22 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

Jul 2004 – Feb 2020

MENOMONEE FALLS, WI

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · July 13, 2004

Years registered · 22

Disclosure History

2017Judgment / Lien

1 disclosure event on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD, as of 14 August 2026. Resolutions may have changed since.

Firm Overview

Firm

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

CRD 106288 · SEC 801-48064

AUM

$346M

Regulatory assets under management

Employees

705 client accounts

Services offered by MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

Per Form ADV

Portfolio management (individuals)

Portfolio management (pooled investments)

Selection of other advisers

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

Institutional Investors

View all advisors at MORGAN DEMPSEY CAPITAL MANAGEMENT LLC →

Introduction

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Frequently Asked Questions

What services does Brian Gary Rafn offer?

Brian Gary Rafn specializes in Investment Management, Wealth Management, Fee-Only Advisory.

What are Brian Gary Rafn's credentials?

Brian Gary Rafn is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Brian Gary Rafn located?

Brian Gary Rafn is based in MENOMONEE FALLS, Wisconsin, last registered with MORGAN DEMPSEY CAPITAL MANAGEMENT LLC.

How does Brian Gary Rafn charge for services?

Brian Gary Rafn's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is MORGAN DEMPSEY CAPITAL MANAGEMENT LLC?

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC has approximately 7 employees and manages $346M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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