AdvisorOS Directory
Claim Profile
Unclaimed Profile
MD

Marc Joseph Dion

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC·MENOMONEE FALLS, Wisconsin
Series 7, Series 24, Series 63, Series 65Clean record22 years registeredMORGAN DEMPSEY CAPITAL MANAGEMENT LLC
111 HERITAGE RESERVE, MENOMONEE FALLS, WI 53051CRD# 1770462Firm CRD# 106288

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed
Identity
Marc Joseph Dion · MENOMONEE FALLS, WI
Registration
CRD #1770462 · MORGAN DEMPSEY CAPITAL MANAGEMENT LLC · 22 years registered
Brand Profile
Not yet started
01

Career History

MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
Mar 2004 – present
02

Registrations & Exams

FINRA examinations passed
Series 7
Series 24
Series 63
Series 65
Registration record
First registered · March 24, 2004
Years registered · 22
03

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

04

Firm Overview

Firm
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
CRD 106288 · SEC 801-48064
AUM
$346M
Regulatory assets under management
Employees
7
705 client accounts
Services offered by MORGAN DEMPSEY CAPITAL MANAGEMENT LLC
Per Form ADV
Portfolio management (individuals)
Portfolio management (pooled investments)
Selection of other advisers
Security ratings or pricing services
Other
Client types served by the firm
Per Form ADV
Individuals
Institutional Investors
View all advisors at MORGAN DEMPSEY CAPITAL MANAGEMENT LLC →
Introduction

Speak with Marc

No cost, no commitment — we'll confirm availability and reply within 2 business days.

Not sure if Marc is the right fit? Take our 2-minute quiz →

Looking for a financial advisor in MENOMONEE FALLS?

Browse all registered financial advisors in MENOMONEE FALLS, Wisconsin or claim this profile if it's yours.

Browse MENOMONEE FALLS AdvisorsAre you this advisor? Claim profile
05

Frequently Asked Questions

What services does Marc Joseph Dion offer?
Marc Joseph Dion specializes in Investment Management, Wealth Management, Fee-Only Advisory. Contact their office in MENOMONEE FALLS, Wisconsin for a consultation.
What are Marc Joseph Dion's credentials?
Marc Joseph Dion is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.
Where is Marc Joseph Dion located?
Marc Joseph Dion is based in MENOMONEE FALLS, Wisconsin, working with MORGAN DEMPSEY CAPITAL MANAGEMENT LLC. Their office serves clients in the MENOMONEE FALLS metropolitan area and surrounding communities.
How does Marc Joseph Dion charge for services?
Marc Joseph Dion's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.
How large is MORGAN DEMPSEY CAPITAL MANAGEMENT LLC?
MORGAN DEMPSEY CAPITAL MANAGEMENT LLC has approximately 7 employees and manages $346M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.
Not sure what to look for in an advisor?
Try our free Advisor Match Quiz →

Other Advisors at MORGAN DEMPSEY CAPITAL MANAGEMENT LLC

Brian Gary Rafn
MENOMONEE FALLS, WI
Dave Allen Isaacson
MENOMONEE FALLS, WI
David Wayne Durham
MENOMONEE FALLS, WI

More Advisors in MENOMONEE FALLS, Wisconsin

Scott Patrick Richardson
RICHARDSON CAPITAL MANAGEMENT, LLC·MENOMONEE FALLS, WI

Browse by Specialty

Investment ManagementRetirement PlanningWealth ManagementFinancial PlanningFee-Only AdvisoryFinancial Education
Nearby cities in Wisconsin
MILWAUKEE (252)MADISON (129)GREEN BAY (65)WAUKESHA (56)APPLETON (53)BROOKFIELD (51)MEQUON (32)MIDDLETON (25)NEENAH (23)WAUSAU (21)
City Guides
MILWAUKEE GuideMADISON GuideGREEN BAY GuideWAUKESHA GuideAPPLETON Guide
Research
Advisor Fees in WisconsinNational Fee Analysis
Request removal of this profile