Unclaimed Profile

Patrick James Hickey

ASSOCIATED INVESTMENT SERVICES, INC.·GREEN BAY, Wisconsin

SIE, Series 6, Series 6TO, Series 7, Series 7TO, Series 24, Series 63, Series 65Clean record24 years registeredASSOCIATED INVESTMENT SERVICES, INC.

433 MAIN STREET, GREEN BAY, WI 54301-5114CRD# 4041434Firm CRD# 1464

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Patrick James Hickey · GREEN BAY, WI

Registration

CRD #4041434 · ASSOCIATED INVESTMENT SERVICES, INC. · 24 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: ASSOCIATED INVESTMENT SERVICES, INC.

JOHNSON WEALTH INC.

Apr 2021 – May 2024

MILWAUKEE, WI

WHITNELL & CO

Feb 2019 – Sep 2020

OAK BROOK, IL

ASSOCIATED INVESTMENT SERVICES, INC.

Oct 2013 – Jan 2019

CHICAGO, IL

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Oct 2009 – Nov 2011

CHICAGO, IL

BANC OF AMERICA INVESTMENT SERVICES, INC.

Jan 2008 – Oct 2009

CHICAGO, IL

LASALLE FINANCIAL SERVICES, INC.

Mar 2003 – Oct 2008

CHICAGO, IL

BANC ONE SECURITIES CORPORATION

Jul 2002 – Feb 2003

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 6

Series 6TO

Series 7

Series 7TO

Series 24

Series 63

Series 65

Registration record

First registered · July 3, 2002

Years registered · 24

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD, as of 14 August 2026. Verify on FINRA BrokerCheck →

Firm Overview

Firm

ASSOCIATED INVESTMENT SERVICES, INC.

CRD 1464 · SEC 801-71639

AUM

$863M

Regulatory assets under management

Employees

4,578 client accounts

Services offered by ASSOCIATED INVESTMENT SERVICES, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at ASSOCIATED INVESTMENT SERVICES, INC. →

Introduction

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Frequently Asked Questions

What services does Patrick James Hickey offer?

Patrick James Hickey specializes in Financial Planning, Investment Management, Fee-Only Advisory.

What are Patrick James Hickey's credentials?

Patrick James Hickey is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Patrick James Hickey located?

Patrick James Hickey is based in GREEN BAY, Wisconsin, last registered with ASSOCIATED INVESTMENT SERVICES, INC..

How does Patrick James Hickey charge for services?

Patrick James Hickey's firm is compensated through percentage of aum. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is ASSOCIATED INVESTMENT SERVICES, INC.?

ASSOCIATED INVESTMENT SERVICES, INC. has approximately 62 employees and manages $863M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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