Unclaimed Profile

Joel Reid Blumenschein

KCD FINANCIAL, INC.·GREEN BAY, Wisconsin

SIE, Series 4, Series 7, Series 24, Series 28, Series 63, Series 65, Series 79TO, Series 99TO16 years registeredKCD FINANCIAL, INC.

3061 ALLIED STREET, GREEN BAY, WI 54304CRD# 1372334Firm CRD# 127473

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Joel Reid Blumenschein · GREEN BAY, WI

Registration

CRD #1372334 · KCD FINANCIAL, INC. · 16 years registered

Brand Profile

Not yet started

Career History

KCD FINANCIAL, INC.

May 2010 – present

KCD FINANCIAL, INC.

Apr 2010 – present

FREEDOM INVESTORS CORP.

Feb 2013 – Dec 2020

Brookfield, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 4

Series 7

Series 24

Series 28

Series 63

Series 65

Series 79TO

Series 99TO

Registration record

First registered · April 29, 2010

Years registered · 16

Disclosure History

2022Judgment / Lien

2017Judgment / Lien

2016Customer Dispute·Denied

2012Regulatory·Final

4 disclosure events on file · Verify on FINRA BrokerCheck →

Source: SEC IAPD. Resolutions may have changed since.

Firm Overview

Firm

KCD FINANCIAL, INC.

CRD 127473 · SEC 801-110069

AUM

$175M

Regulatory assets under management

Employees

697 client accounts

Services offered by KCD FINANCIAL, INC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at KCD FINANCIAL, INC. →

Introduction

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Frequently Asked Questions

What services does Joel Reid Blumenschein offer?

Joel Reid Blumenschein specializes in Financial Planning, Investment Management. Contact their office in GREEN BAY, Wisconsin for a consultation.

What are Joel Reid Blumenschein's credentials?

Joel Reid Blumenschein is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Joel Reid Blumenschein located?

Joel Reid Blumenschein is based in GREEN BAY, Wisconsin, working with KCD FINANCIAL, INC.. Their office serves clients in the GREEN BAY metropolitan area and surrounding communities.

How does Joel Reid Blumenschein charge for services?

Joel Reid Blumenschein's firm is compensated through percentage of aum, hourly charges, subscription fees, other: a portion of fees paid to 3rd party advisors. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is KCD FINANCIAL, INC.?

KCD FINANCIAL, INC. has approximately 46 employees and manages $175M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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