Unclaimed Profile

Denise Michelle Liddiard

NICOLET ADVISORY SERVICES, LLC·GREEN BAY, Wisconsin

SIE, Series 7, Series 9, Series 10, Series 24, Series 63, Series 65Clean record15 years registeredNICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET, GREEN BAY, WI 54301CRD# 3248719Firm CRD# 283940

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Denise Michelle Liddiard · GREEN BAY, WI

Registration

CRD #3248719 · NICOLET ADVISORY SERVICES, LLC · 15 years registered

Brand Profile

Not yet started

Career History

MORGAN STANLEY

Aug 2022 – present

J.P. MORGAN SECURITIES LLC

Sep 2018 – Aug 2022

NEW YORK, NY

SII INVESTMENTS, INC.

May 2015 – Dec 2017

GREEN BAY, WI

WILLIAM BLAIR & COMPANY L.L.C.

Dec 2010 – May 2015

CHICAGO, IL

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 9

Series 10

Series 24

Series 63

Series 65

Registration record

First registered · December 21, 2010

Years registered · 15

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NICOLET ADVISORY SERVICES, LLC

CRD 283940 · SEC 801-108012

AUM

$3.7B

Regulatory assets under management

Employees

9,297 client accounts

Services offered by NICOLET ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NICOLET ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does Denise Michelle Liddiard offer?

Denise Michelle Liddiard specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in GREEN BAY, Wisconsin for a consultation.

What are Denise Michelle Liddiard's credentials?

Denise Michelle Liddiard is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Denise Michelle Liddiard located?

Denise Michelle Liddiard is based in GREEN BAY, Wisconsin, working with NICOLET ADVISORY SERVICES, LLC. Their office serves clients in the GREEN BAY metropolitan area and surrounding communities.

How does Denise Michelle Liddiard charge for services?

Denise Michelle Liddiard's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NICOLET ADVISORY SERVICES, LLC?

NICOLET ADVISORY SERVICES, LLC has approximately 60 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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