Unclaimed Profile

David Andrew Loasby

NICOLET ADVISORY SERVICES, LLC·GREEN BAY, Wisconsin

SIE, Series 7, Series 24, Series 31, Series 63, Series 65Clean record20 years registeredNICOLET ADVISORY SERVICES, LLC

111 N. WASHINGTON STREET, GREEN BAY, WI 54301CRD# 2581206Firm CRD# 283940

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

David Andrew Loasby · GREEN BAY, WI

Registration

CRD #2581206 · NICOLET ADVISORY SERVICES, LLC · 20 years registered

Brand Profile

Not yet started

Career History

No current investment adviser registration

Last registered firm: NICOLET ADVISORY SERVICES, LLC

NICOLET ADVISORY SERVICES, LLC

Jan 2019 – Feb 2022

GREEN BAY, WI

SII INVESTMENTS, INC.

Jun 2017 – Dec 2017

GREEN BAY, WI

INVESTMENT CENTERS OF AMERICA, INC.

Jan 2010 – Mar 2017

APPLETON, WI

SII INVESTMENTS, INC.

Sep 2005 – Mar 2017

APPLETON, WI

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 24

Series 31

Series 63

Series 65

Registration record

First registered · September 1, 2005

Years registered · 20

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

NICOLET ADVISORY SERVICES, LLC

CRD 283940 · SEC 801-108012

AUM

$3.7B

Regulatory assets under management

Employees

9,297 client accounts

Services offered by NICOLET ADVISORY SERVICES, LLC

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Security ratings or pricing services

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at NICOLET ADVISORY SERVICES, LLC →

Introduction

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Frequently Asked Questions

What services does David Andrew Loasby offer?

David Andrew Loasby specializes in Financial Planning, Investment Management, Wealth Management.

What are David Andrew Loasby's credentials?

David Andrew Loasby is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is David Andrew Loasby located?

David Andrew Loasby is based in GREEN BAY, Wisconsin, last registered with NICOLET ADVISORY SERVICES, LLC.

How does David Andrew Loasby charge for services?

David Andrew Loasby's firm is compensated through percentage of aum, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is NICOLET ADVISORY SERVICES, LLC?

NICOLET ADVISORY SERVICES, LLC has approximately 60 employees and manages $3.7B in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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