Unclaimed Profile

Michael John Francis

FRANCIS LLC·BROOKFIELD, Wisconsin

Clean recordFRANCIS LLC

19435 W. CAPITOL DRIVE, BROOKFIELD, WI 53045CRD# 1310170Firm CRD# 130687

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Michael John Francis · BROOKFIELD, WI

Registration

CRD #1310170 · FRANCIS LLC

Brand Profile

Not yet started

Disclosure history

Clean record · no disclosure events on file

About

Michael John Francis is a registered financial advisor based in BROOKFIELD, Wisconsin, affiliated with FRANCIS LLC. This profile is generated from public SEC and FINRA registration data.

Focus Areas

Specialties

Specialties will be added during profile enrichment.

Client Types

Nonprofits & Foundations

Introduction

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Firm Overview

Firm

FRANCIS LLC

FRANCIS INVESTMENT COUNSEL LLC

AUM

—

Regulatory assets under management

Employees

Total firm employees

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Services

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Background

Compensation

Hourly charges

Subscription fees

Regulatory

SEC/IARD CRD# 1310170

Firm CRD# 130687

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Frequently Asked Questions

What services does Michael John Francis offer?

Michael John Francis is a registered financial advisor in BROOKFIELD, Wisconsin. Contact their office for details on services offered.

What are Michael John Francis's credentials?

Michael John Francis is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Michael John Francis located?

Michael John Francis is based in BROOKFIELD, Wisconsin, working with FRANCIS LLC. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does Michael John Francis charge for services?

Michael John Francis's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FRANCIS LLC?

FRANCIS LLC has approximately 22 employees. The firm is registered with the SEC as an investment adviser.

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