Unclaimed Profile

Kelli B Send

FRANCIS LLC·BROOKFIELD, Wisconsin

Series 3, Series 7, Series 63, Series 65Clean record10 years registeredFRANCIS LLC

19435 W. CAPITOL DRIVE, BROOKFIELD, WI 53045CRD# 1738572Firm CRD# 130687

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Kelli B Send · BROOKFIELD, WI

Registration

CRD #1738572 · FRANCIS LLC · 10 years registered

Brand Profile

Not yet started

Career History

FRANCIS LLC

Nov 2015 – present

Registrations & Exams

FINRA examinations passed

Series 3

Series 7

Series 63

Series 65

Registration record

First registered · November 24, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FRANCIS LLC

CRD 130687 · SEC 801-62841

Employees

Total firm employees

Services offered by FRANCIS LLC

Per Form ADV

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at FRANCIS LLC →

Introduction

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Frequently Asked Questions

What services does Kelli B Send offer?

Kelli B Send is a registered financial advisor in BROOKFIELD, Wisconsin. Contact their office for details on services offered.

What are Kelli B Send's credentials?

Kelli B Send is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Kelli B Send located?

Kelli B Send is based in BROOKFIELD, Wisconsin, working with FRANCIS LLC. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does Kelli B Send charge for services?

Kelli B Send's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FRANCIS LLC?

FRANCIS LLC has approximately 22 employees. The firm is registered with the SEC as an investment adviser.

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