Unclaimed Profile

Clifford Henry Dunteman

FRANCIS LLC·BROOKFIELD, Wisconsin

Series 7, Series 63, Series 65Clean record10 years registeredFRANCIS LLC

19435 W. CAPITOL DRIVE, BROOKFIELD, WI 53045CRD# 2077855Firm CRD# 130687

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Clifford Henry Dunteman · BROOKFIELD, WI

Registration

CRD #2077855 · FRANCIS LLC · 10 years registered

Brand Profile

Not yet started

Career History

FRANCIS LLC

Nov 2015 – present

Registrations & Exams

FINRA examinations passed

Series 7

Series 63

Series 65

Registration record

First registered · November 25, 2015

Years registered · 10

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

FRANCIS LLC

CRD 130687 · SEC 801-62841

Employees

Total firm employees

Services offered by FRANCIS LLC

Per Form ADV

Publication of periodicals/newsletters

Security ratings or pricing services

Charitable organization or education services

Other

Client types served by the firm

Per Form ADV

Nonprofits & Foundations

View all advisors at FRANCIS LLC →

Introduction

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Frequently Asked Questions

What services does Clifford Henry Dunteman offer?

Clifford Henry Dunteman is a registered financial advisor in BROOKFIELD, Wisconsin. Contact their office for details on services offered.

What are Clifford Henry Dunteman's credentials?

Clifford Henry Dunteman is a registered investment adviser representative. Check their firm's Form ADV filing for detailed qualification information.

Where is Clifford Henry Dunteman located?

Clifford Henry Dunteman is based in BROOKFIELD, Wisconsin, working with FRANCIS LLC. Their office serves clients in the BROOKFIELD metropolitan area and surrounding communities.

How does Clifford Henry Dunteman charge for services?

Clifford Henry Dunteman's firm is compensated through hourly charges, subscription fees. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is FRANCIS LLC?

FRANCIS LLC has approximately 22 employees. The firm is registered with the SEC as an investment adviser.

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