Unclaimed Profile

Daniel Lee Spurgeon

COMMONWEALTH FINANCIAL SERVICES, LLC.·PARKERSBURG, West Virginia

SIE, Series 7, Series 66CFPClean record12 years registeredCOMMONWEALTH FINANCIAL SERVICES, LLC.

585 COLLEGE PARKWAY, PARKERSBURG, WV 26104CRD# 6293881Firm CRD# 324930

Profile Verification

Sourced · FINRA · SEC · CFP Board · Self-disclosed

Identity

Daniel Lee Spurgeon · PARKERSBURG, WV

Registration

CRD #6293881 · COMMONWEALTH FINANCIAL SERVICES, LLC. · 12 years registered

Brand Profile

Not yet started

Career History

COMMONWEALTH FINANCIAL SERVICES

Apr 2023 – present

ARBOR POINT ADVISORS

Jun 2017 – Apr 2023

PARKERSBURG, WV

COMMONWEALTH FINANCIAL SERVICES, LLC

Oct 2014 – Jul 2017

PARKERSBURG, WV

LPL FINANCIAL LLC

May 2014 – Dec 2014

PARKERSBURG, WV

EDWARD JONES

Apr 2014 – Apr 2014

ST. LOUIS, MO

Registrations & Exams

FINRA examinations passed

SIE

Series 7

Series 66

Registration record

First registered · April 7, 2014

Years registered · 12

Professional designation · CFP

Disclosure History

Clean record · no disclosure events on file

Source: SEC IAPD. Verify on FINRA BrokerCheck →

Firm Overview

Firm

COMMONWEALTH FINANCIAL SERVICES, LLC.

CRD 324930 · SEC 801-127499

AUM

$650M

Regulatory assets under management

Employees

2,148 client accounts

Services offered by COMMONWEALTH FINANCIAL SERVICES, LLC.

Per Form ADV

Financial planning

Portfolio management (individuals)

Selection of other advisers

Publication of periodicals/newsletters

Security ratings or pricing services

Other

Client types served by the firm

Per Form ADV

Individuals

High Net Worth Individuals

View all advisors at COMMONWEALTH FINANCIAL SERVICES, LLC. →

Introduction

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Frequently Asked Questions

What services does Daniel Lee Spurgeon offer?

Daniel Lee Spurgeon specializes in Financial Planning, Investment Management, Wealth Management. Contact their office in PARKERSBURG, West Virginia for a consultation.

What are Daniel Lee Spurgeon's credentials?

Daniel Lee Spurgeon holds the following professional designations: CFP. These credentials require rigorous education, examination, and ongoing continuing education.

Where is Daniel Lee Spurgeon located?

Daniel Lee Spurgeon is based in PARKERSBURG, West Virginia, working with COMMONWEALTH FINANCIAL SERVICES, LLC.. Their office serves clients in the PARKERSBURG metropolitan area and surrounding communities.

How does Daniel Lee Spurgeon charge for services?

Daniel Lee Spurgeon's firm is compensated through percentage of aum, hourly charges. Always review the firm's Form ADV Part 2 for complete fee details before engaging an advisor.

How large is COMMONWEALTH FINANCIAL SERVICES, LLC.?

COMMONWEALTH FINANCIAL SERVICES, LLC. has approximately 25 employees and manages $650M in regulatory assets under management. The firm is registered with the SEC as an investment adviser.

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